9AT: ALLIANCE PARTNERS LLC

Adviser Profile

As of Date	07/02/2026
Registration	SEC, Approved, 06/06/2011
ADV Location	CHEVY CHASE, MD, United States
Contact Info	301 xxxxxxx
Websites

AUM^*	1,943,575,771 -25%
of that, discretionary	439,914,012 -16%
Number of Employees	21 -9%
of those in investment advisory functions	15 -6%
Private Fund GAV^*	0
Avg Account Size	18,164,260 -8%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Banking or thrift institutions

Advisory Activities

- Portfolio management for businesses
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management

Accounting Firm Name	Filing Date	Form ADV-E
Accounting Firm Name ERNST & YOUNG	Filing Date06/03/2025	Form ADV-E View Report
Accounting Firm Name ERNST & YOUNG	Filing Date06/14/2024	Form ADV-E View Report
Accounting Firm Name ERNST & YOUNG	Filing Date08/31/2023	Form ADV-E View Report

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser RETIREMENT PLANOLOGY, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM265.9m	#Funds-
Adviser OAK CITY INVESTMENT CONSULTING	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.4b	#Funds-
Adviser GLOBAL RETIREMENT PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM169.6b	#Funds-
Adviser ADVYZON INVESTMENT MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.7b	#Funds-
Adviser PUBLIC EQUITY PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM187.0m	#Funds-
Adviser THINKBETTER	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM174.5m	#Funds-
Adviser WALL CAPITAL GROUP, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM294.7m	#Funds-
Adviser CLOUD CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM410.9m	#Funds-
Adviser KDP ASSET MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM441.8m	#Funds-
Adviser IRON CAPITAL ADVISORS INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM5.2b	#Funds-

Brochure Summary

Overview

commit, pursuant to the terms of a master loan participation agreement with BancAlliance, to acquire for its own account an interest in Loan Participations (or the underlying Loans) acquired by the Members. If required by the terms of the agreement, Alliance Partners, Forbright Bank or an affiliate will acquire this Loan or Loan Participation whether or not an opportunity is oversubscribed or undersubscribed. Allocation procedures with respect to Loan Opportunities under the Tech-Enabled Loan Programs are described above under Item 4.B.4. (“Allocations – Tech-Enabled Loan Programs”). Personal Trading Alliance Partners refers to clients’ Loan assets of borrowers that have issued securities or other instruments in which Alliance Partners or their respective employees have already invested. Conflicts of interest arise if Alliance Partners or employees refer a particular transaction because of a financial interest held by any such person in such securities or instruments. As mentioned above in this Item 11 under “Code of Ethics,” Alliance Partners has implemented policies relating to personal account trading by Alliance Partners Personnel that are designed to reduce, monitor and resolve conflicts of interest presented by such trading activities

and to ensure such trading activities are carried out in accordance with applicable law and regulatory requirements. Alliance Partners maintains a list of issuers about which a determination has been made that it is prudent to restrict trading activity (the “Restricted List”) by Alliance Partners Personnel for a certain period of time. All publicly traded companies with respect to which Alliance Partners Personnel are reviewing loan opportunities are added to the Restricted List and remain on the Restricted List for as long as Alliance Partners or its Personnel have access to nonpublic information regarding such company. The Chief Compliance Officer is authorized to identify additional issuers to be subject to restriction. These issuers include, for example, a company about which Alliance Partners Personnel have acquired material nonpublic information, although the presence of an issuer on the list is not an indication that Alliance Partners in fact has material nonpublic information about that company. Except for Loans and Loan Participations, Alliance Partners Personnel are prohibited from recommending or effecting trades for themselves or others in the securities of any issuer that is on the Restricted List.

ALLIANCE PARTNERS LLC

ALLIANCE PARTNERS LLC

FORBRIGHT BANK

AP COMMERCIAL LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Similar advisers

Brochure Summary

Overview

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ALLIANCE PARTNERS LLC ALLIANCE PARTNERS LLC FORBRIGHT BANK AP COMMERCIAL LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Similar advisers

Brochure Summary

Overview

ALLIANCE PARTNERS LLC

ALLIANCE PARTNERS LLC

FORBRIGHT BANK

AP COMMERCIAL LLC