Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 08/11/2004
ADV Location STAMFORD, CT, United States
Contact Info 203 xxxxxxx
Websites
AUM* 647,707,100 -10%
of that, discretionary 647,707,100 -10%
Number of Employees 9 -18%
of those in investment advisory functions 6
Private Fund GAV* 40,524,698 12%
Avg Account Size 34,089,847 -1%
% High Net Worth 6.67% -75%
SMA’s Yes
Private Funds 1

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

963M 825M 688M 550M 413M 275M 138M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

Count GAV
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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker03820C105 Stock NameApplied Industrial Technologies Inc $ Position$10,481,997 % Position2.00% $ Change37.00% # Change33.00%
Stck Ticker01625V104 Stock NameAlignment Healthcare Inc $ Position$9,462,821 % Position2.00% $ Change-12.00% # Change-2.00%
Stck Ticker25402D102 Stock NameDigitalOcean Holdings Inc $ Position$10,505,133 % Position2.00% $ Change59.00% # Change-11.00%
Stck Ticker360271100 Stock NameFulton Financial Corp $ Position$10,854,319 % Position2.00% $ Change3.00% # Change-2.00%
Stck Ticker428291108 Stock NameHexcel Corp $ Position$12,898,381 % Position2.00% $ Change8.00% # Change-2.00%
Stck Ticker45245E109 Stock NameIMAX Corp $ Position$9,118,523 % Position2.00% $ Change1.00% # Change-2.00%
Stck Ticker60471A101 Stock NameMirion Technologies Inc $ Position$13,083,846 % Position2.00% $ Change-22.00% # Change-2.00%
Stck TickerP73684113 Stock NameOneSpaWorld Holdings Ltd $ Position$9,296,999 % Position2.00% $ Change8.00% # Change-2.00%
Stck Ticker816850101 Stock NameSemtech Corp $ Position$9,454,548 % Position2.00% $ Change161.00% # Change150.00%
Stck Ticker78709Y105 Stock NameSaia Inc $ Position$10,104,218 % Position2.00% $ Change18.00% # Change9.00%

Brochure Summary