Firm Description CIM, LLC provides investment supervisory services to a variety of clients with varying financial advisory needs. Types of clients include but are not limited to individuals, families, qualified investors, pension and profit-sharing plans, trusts, estates, charitable organizations, business entities and corporations. Founder Thomas J. Curran started the firm as a wholly owned enterprise in the fall of 2004. Prior to that, he ran the firm from the summer of 2000 until the fall of 2004 as part of Wachovia Securities and before then as part of First Albany Corporation from the summer of 1998. Principal Owners Founder, Co-Chief Executive Officer and Portfolio Manager Thomas J. Curran owns 100% of the firm. Types of Advisory Services PORTFOLIO MANAGEMENT: CIM, LLC provides investment supervisory services through its Portfolio Management service ("Portfolio Management"). CIM, LLC will manage Portfolio Management client accounts on either a discretionary or non-discretionary basis, depending on each client's particular needs and circumstances, consistent with the methods described in the Methods of Analysis, Investment Strategies and Risks of Loss section below. Account supervision is guided by the stated objectives of the client (i.e. maximum capital appreciation, growth, income, or growth and income). CIM, LLC will create a portfolio consisting of one or more of the following: individual equities, bonds, warrants, commercial paper, CDs, corporate debt securities, municipal securities, mutual funds, ETFs, money market accounts, option contracts, and other investments. In some situations, CIM, LLC provides these investment supervisory services to client accounts that are held in 401(k)s, HSAs or similar plans (“held-away accounts”) to manage these assets within the options available in the plan and utilizes a third party Order Management System in order to effect transactions on behalf of the client. At client direction, CIM, LLC will occasionally place unsolicited trades for clients in their accounts. On occasion CIM, LLC will recommend no-load variable annuities to a client based on their financial needs and income requirements. In these instances, CIM, LLC receives no commissions or fees from the issuer as a result of the client purchasing a variable annuity. In the event a client selects CIM, LLC to manage the underlying investments in the variable annuity, the client will receive an invoice for an asset-based fee and pay for the investment services and asset management from funds outside the annuity. When we provide investment advice to clients regarding their retirement plan accounts or individual retirement accounts, we are fiduciaries within the meaning of Title I of the Employee Retirement Income Securities Act (“ERISA”) and/or the Internal Revenue Code (“IRC”), as applicable, which are laws governing retirement accounts. The receipt of our advisory fee for making a recommendation creates a conflict of interest under ERISA/IRC the clients’ interests, so we operate under a special rule that requires us to act in the clients’ best interests and not put our interest ahead of theirs. For example, if we recommend that a client roll over assets from one retirement account to another and we will receive increased compensation as a result of that recommendation, we have a conflict that requires us to operate under this special rule. FINANCIAL PLANNING SERVICES: CIM, LLC also provides advice in the

form of financial planning services. Clients receive a written financial plan, providing the client with detailed recommendations and an investment strategy designed to achieve their stated financial goals and objectives. In general, the financial plan may address any or all of the following areas of concern: Personal: Family records, budgeting, personal liability, estate information and financial goals. Tax and Cash Flow: Income tax and spending analysis and planning for past, current and future years. In conjunction with Hippo Tax Services LLC, a separate, affiliated company that provides tax return preparation and tax planning services, CIM, LLC will illustrate the impact of various investments on a client's current income tax and future tax liability.1 Death and Disability: Cash needs at death, income needs of surviving dependents, estate planning and disability income analysis. Retirement: Analysis of current strategies and investment plans to help the client achieve his or her retirement goals. Investments: Analysis of investment alternatives and their effect on a client's portfolio. Real Estate: Analysis of how clients’ residential real estate holdings, primarily their residence, may be best utilized as a part of their comprehensive financial planning needs, and whether it is in the clients’ best interests to retain or sell their property. Accommodation accounts: From time to time, the Firm will have a small number of accounts that we hold as accommodation accounts. We will help these account holders trade upon their request, but provide no reporting to them, charge them no fees, nor do we provide any discretionary or non-discretionary adviser related services. We have no fiduciary responsibilities or obligations to the holders of these accommodation accounts with respect to these accounts. Tailored Relationships CIM, LLC’s standard services are tailored to our clients’ investment objectives as stated in the clients’ written agreement with CIM, LLC, which includes a description of our services, discretionary/non-discretionary authority, the payment of advisory fees either through direct 1 This is subject to client’s executing a separate agreement with Hippo Tax Services LLC. The affiliation between companies is always fully disclosed in advance, and clients are under no obligation to engage the services of Hippo Tax Services. debiting or direct invoice, important disclosures and other terms of our client relationship. Clients may impose restrictions on investing in certain securities or types of securities. Such restrictions must be submitted to CIM, LLC in writing. Wealth Management Wrap-Fee Programs CIM, LLC offers a proprietary CIM, LLC Wealth Management Wrap Fee program. Clients pay one comprehensive wrap fee to CIM, LLC, from which CIM, LLC collects its management fee after paying all associated transaction fees and commissions. As part of the wrap fee program, clients receive wealth management services in addition to our portfolio management services. Further detail is outlined in Appendix I Wealth Management Wrap Fee Program Brochure. CIM, LLC’s management of Wealth Management Wrap Fee accounts is indistinguishable from its management of Portfolio Management accounts. Client Assets Total assets under management as of 3/28/2024 $633,264,095 Discretionary AUM $606,635,167 Non-discretionary AUM $26,628,928