Adviser Profile

AUM* 1,654,120,334 12%
of that, discretionary 1,634,084,123 13%
Number of Employees 31 15%
of those in investment advisory functions 15 15%
Private Fund GAV* 0
Avg Account Size 782,830 6%
% High Net Worth 37.95% -6%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

2B 1B 1B 934M 700M 467M 233M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker72201R585 Stock NamePIMCO ETF TR $ Position$60,262,175 % Position5.00% $ Change # Change
Stck Ticker46436E718 Stock NameISHARES TR $ Position$64,123,339 % Position5.00% $ Change641.00% # Change639.00%
Stck Ticker921943858 Stock NameVANGUARD TAX-MANAGED FDS $ Position$50,763,882 % Position4.00% $ Change11.00% # Change8.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$32,798,370 % Position3.00% $ Change-23.00% # Change0.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$36,815,630 % Position3.00% $ Change-8.00% # Change-2.00%
Stck Ticker11135F101 Stock NameBROADCOM INC $ Position$17,926,673 % Position2.00% $ Change-14.00% # Change-4.00%
Stck Ticker46436E833 Stock NameISHARES TR $ Position$19,395,561 % Position2.00% $ Change3.00% # Change3.00%
Stck Ticker46436E841 Stock NameISHARES TR $ Position$19,561,312 % Position2.00% $ Change2.00% # Change3.00%
Stck Ticker532457108 Stock NameELI LILLY & CO $ Position$19,940,138 % Position2.00% $ Change-16.00% # Change-2.00%
Stck Ticker922042874 Stock NameVANGUARD INTL EQUITY INDEX F $ Position$19,987,207 % Position2.00% $ Change1.00% # Change2.00%

Brochure Summary