Adviser Profile

As of Date 03/27/2026
Registration SEC, Approved, 01/31/2005
ADV Location MILL VALLEY, CA, United States
Contact Info 415 xxxxxxx
Websites
AUM* 1,921,390,575 18%
of that, discretionary 1,919,896,994 18%
Number of Employees 9 -18%
of those in investment advisory functions 6
Private Fund GAV* 0
Avg Account Size 3,196,989 9%
% High Net Worth 70.04% 7%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

2B 2B 1B 1B 849M 566M 283M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name EISNERAMPER LLP Filing Date10/20/2025 Form ADV-E View Report
Accounting Firm Name EISNERAMPER LLP Filing Date11/25/2024 Form ADV-E View Report
Accounting Firm Name EISNERAMPER LLP Filing Date01/26/2024 Form ADV-E View Report

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Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$74,568,254 % Position6.00% $ Change-23.00% # Change0.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$57,593,111 % Position4.00% $ Change-8.00% # Change2.00%
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Stck Ticker58933Y105 Stock NameMERCK & CO INC $ Position$37,210,226 % Position3.00% $ Change13.00% # Change-1.00%

Brochure Summary