Adviser Profile

As of Date 03/23/2026
Registration SEC, Approved, 03/06/2006
Other registrations (1)
ADV Location SANDY, UT, United States
Contact Info 801 xxxxxxx
Websites
AUM* 838,368,975 33%
of that, discretionary 474,662,248 29%
Number of Employees 20 25%
of those in investment advisory functions 13 44%
Private Fund GAV* 0
Avg Account Size 257,563 10%
% High Net Worth 31.09% 22%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

475M 407M 339M 271M 203M 136M 68M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

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Stck Ticker922020805 Stock NameVANGUARD MALVERN FDS $ Position$10,978,022 % Position3.00% $ Change # Change
Stck Ticker92203J407 Stock NameVANGUARD CHARLOTTE FDS $ Position$13,531,597 % Position3.00% $ Change-5.00% # Change-5.00%
Stck Ticker464288653 Stock NameISHARES TR $ Position$12,332,106 % Position3.00% $ Change38.00% # Change39.00%
Stck Ticker78464A516 Stock NameSPDR SERIES TRUST $ Position$8,332,381 % Position2.00% $ Change-3.00% # Change-2.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$5,954,594 % Position2.00% $ Change-59.00% # Change-64.00%
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Stck Ticker92206C102 Stock NameVANGUARD SCOTTSDALE FDS $ Position$7,464,924 % Position2.00% $ Change # Change

Brochure Summary