9AT: METIS CAPITAL MANAGEMENT LLC

Adviser Profile

As of Date	04/03/2026
Registration	SEC, Approved, 06/16/2006
Other registrations (1)	California, Terminated, 06/22/2006
Contact Info	(91 xxxxxxx
Websites

AUM^*	29,806,712 -8%
of that, discretionary	29,806,712 -8%
Number of Employees	1
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	693,179 16%
% High Net Worth	47.62% 11%
SMA’s	Yes
Private Funds	0

Adviser Type

- Mid-sized advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser STONEBRIDGE WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM154.6m	#Funds-
Adviser WILKINS INVESTMENT COUNSEL, INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.1b	#Funds-
Adviser CLIO ASSET MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM121.8m	#Funds-
Adviser ALAMAR CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM260.3m	#Funds-
Adviser LIND CAPITAL PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM235.0m	#Funds-
Adviser FAIRVIEW CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.0b	#Funds-
Adviser RUNDE & CO. LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM209.5m	#Funds-
Adviser POWER ASSET MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM175.0m	#Funds-
Adviser CHECKS & BALANCES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM251.1m	#Funds-
Adviser KCM INVESTMENT ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM6.0b	#Funds-

Brochure Summary

Overview

A. Description of the Advisory Firm Metis Capital Management LLC ("MCM") provides discretionary and non-discretionary investment management services. It is established as a Limited Liability Corporation in the state of New York, whose fiscal year end is December 31. It is 100% owned by Grant Rogers, and has been operating since November of 2004. B. Types of Advisory Services Metis Capital Management’s mission is to conservatively run individually managed accounts, which are in the client’s name, tailored to the needs, objectives, and risk tolerance level of the client. Our role is to remain aware of client’s circumstances in order to direct, or make investment recommendations, which are suitable for the client, in equities, fixed income instruments, commodities, and currencies. We primarily manage balanced growth portfolios in a conservative fashion. Growth and balanced growth investment management focuses primarily upon the identification and purchase of stocks experiencing or expected to experience accelerated earnings momentum. Such stocks are often referred to as growth stocks and, hence, the firm's investment style is that of an "active investment manager with a growth stock bias." Investments are not limited to stocks of certain levels of capitalization, but span the range from small to medium, to large, with the emphasis at any given time placed on those areas deemed most value attractive. A conservative approach to bond management is employed. Bond portfolio durations are targeted

using economic analysis and interest rate forecasts. Information derived from further research will cause sector, coupon and quality weightings to vary according to expected opportunities and risks. C. Client Tailored Services and Client Imposed Restrictions Our firm provides continuous advice to clients regarding investment of client funds based upon their individual objectives. At the outset of a relationship a client is asked to define objectives and constraints while we provide information about investment opportunities and expectations. From these discussions a portfolio is developed which will attempt to meet the client’s needs and against which performance can be measured. During our data-gathering process, we determine the client's individual objectives, time horizons, risk tolerance, and liquidity needs. We may also review and discuss a client's prior investment history, tax situation, and estate plan in order to increase our awareness of the client’s needs. In certain cases, clients may object to investing in certain industries or asset classes. In these cases, we do our utmost to observe the client’s wishes. If a client imposes an outright restriction concerning certain types of investment, we observe it. D. Wrap Fee Programs Metis Capital Management does not participate in Wrap Fee Programs. E. Amounts Under Management Total Amount: Discretionary Amounts: Non-discretionary Amounts: Date Calculated: $40,827,106 $40,827,106 $0 12/31/22

METIS CAPITAL MANAGEMENT LLC

METIS CAPITAL MANAGEMENT LLC

METIS CAPITAL MANAGEMENT, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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METIS CAPITAL MANAGEMENT LLC METIS CAPITAL MANAGEMENT LLC METIS CAPITAL MANAGEMENT, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

METIS CAPITAL MANAGEMENT LLC

METIS CAPITAL MANAGEMENT LLC

METIS CAPITAL MANAGEMENT, LLC