9AT: CLEAR BROOK ADVISORS, INC.

Adviser Profile

As of Date	03/30/2026
Registration	SEC, Approved, 06/20/2006
Other registrations (1)	New York, Cancelled, 06/26/2006
ADV Location	BOSTON, MA, United States
Contact Info	617 xxxxxxx
Websites

AUM^*	817,800,000 -13%
of that, discretionary	30,700,000 8%
Number of Employees	6 -14%
of those in investment advisory functions	4 -20%
Private Fund GAV^*	0
Avg Account Size	30,288,889 0%
% High Net Worth	74.07% 28%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Pooled investment vehicles
- Other investment advisers
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- Fixed fees (other than subscription fees)

Accounting Firm Name	Filing Date	Form ADV-E
Accounting Firm Name MARCUM LLP	Filing Date11/28/2023	Form ADV-E View Report

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser LCP INSTITUTIONAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM3.2b	#Funds-
Adviser CARDEA CAPITAL GROUP, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM22.4m	#Funds-
Adviser CAMBRIDGE ASSOCIATES LIMITED, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM8.2b	#Funds-
Adviser TWENTY-FIRST TAILORED SOLUTIONS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM515.3m	#Funds-
Adviser VEERY CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM971.4m	#Funds-
Adviser NEW ENGLAND INVESTMENT CONSULTANTS, LTD.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.0b	#Funds-
Adviser BESPOKE ADVISORY	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM284.0m	#Funds-
Adviser WAINWRIGHT INVESTMENT COUNSEL LLC	Hedge Fund13.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV13.6m	AUM5.5b	#Funds1
Adviser CAPITAL CREEK PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund182.9m	Total Private Fund GAV182.9m	AUM1.5b	#Funds14
Adviser ERBEN ASSOCIATES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM402.5m	#Funds-

Brochure Summary

Overview

Established in 2001 by firm President and CEO, H. Whitney Wagner, Clear Brook Advisors, Inc. (“Clear Brook” or the “Firm”) provides investment advisory services to high net worth individuals, family offices, corporations and other businesses, other investment advisers and trusts. Clear Brook provides non-discretionary investment advice related to the following investments:
• private investment partnerships engaged in private equity (venture capital, growth equity, leveraged buyouts and distressed for control strategies);
• investments in energy, timber and other alternatives;
• private investment managers operating traditional long strategies as well as those pursuing long/short strategies (collectively referred to as “hedge funds”); and
• specific securities for purchase or sale, including mutual funds and ETFs. Clear Brook performs thorough due diligence on fund managers and their underlying investments to identify those opportunities that merit further consideration. Clear Brook provides its clients a written investment recommendation on each private investment partnership being considered. Clients retain the final decision and authority with respect to all the investments and commitments. Upon a client decision, Clear Brook coordinates all communication with the sponsor of the private investment and facilitates the submission of all required subscription documents from the client, or broker or custodian engaged

by the client to the private investment sponsor. After a subscription to a private investment partnership, Clear Brook monitors each of the investment partnerships, including, in some cases, providing consolidated reporting of the aggregate portfolio of private investments with both qualitative and quantitative assessments. Throughout the life cycle of a private investment, Clear Brook engages in periodic and regular contact with the private investment sponsor on behalf of the clients, including attending relevant annual meetings and conference calls. On occasion, as part of broader allocation, Clear Brook will recommend that a client purchase or sell specific securities, including mutual funds and ETFs. Clients, if they agree with the recommendation, will execute any purchases or sales of such specific securities, including mutual funds or ETFs, through whatever brokerage relationship that such client may have. In addition, in certain limited cases, H. Whitney Wagner serves as a Trustee or Co-Trustee for certain client Trusts pursuant to which he is deemed to have discretionary authority. As of December 31, 2023, the Firm managed approximately $28,300,000 on a discretionary basis and approximately $912,800,000 on a non-discretionary basis. All services are provided according to a written agreement. The agreement further defines the terms and conditions of service including the transferability of the contract, fees and other factors.

CLEAR BROOK ADVISORS, INC.

CLEAR BROOK ADVISORS, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Similar advisers

Brochure Summary

Overview

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CLEAR BROOK ADVISORS, INC. CLEAR BROOK ADVISORS, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Similar advisers

Brochure Summary

Overview

CLEAR BROOK ADVISORS, INC.

CLEAR BROOK ADVISORS, INC.