| As of Date | 07/17/2024 |
| Registration status | Terminated |
| ADV Location | WESTWOOD, MA, United States |
| Contact Info | (61 xxxxxxx |
| Websites |
| AUM* | 436,659,527 15% |
| of that, discretionary | 436,659,527 15% |
| Number of Employees | 4 |
| of those in investment advisory functions | 2 |
| Private Fund GAV* | 0 |
| Avg Account Size | 1,368,839 13% |
| % High Net Worth | 82.76% 0% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Financial planning services
- Portfolio management for individuals and/or small businesses
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser MOSAIC WEALTH MANAGEMENT, L.L.C. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM238.8m | #Funds- | |
| Adviser BRAZOS CAPITAL | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM102.5m | #Funds- | |
| Adviser STERLING ASSET MANAGEMENT CO INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM87.0m | #Funds- | |
| Adviser QUANTRADER | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM27.6k | #Funds- | |
| Adviser NOBLE FAMILY WEALTH | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM527.5m | #Funds- | |
| Adviser BLUELIST PARTNERS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM134.3m | #Funds- | |
| Adviser MINERVA WEALTH ADVISORY | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM79.5m | #Funds- | |
| Adviser J.K. FINANCIAL, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM195.8m | #Funds- | |
| Adviser HELM CAPITAL MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM400.8m | #Funds- | |
| Adviser CASTLE ISLAND WEALTH | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM117.2m | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker922908736 | Stock NameVANGUARD INDEX FDS | $ Position$31,337,882 | % Position19.00% | $ Change8.00% | # Change-2.00% |
| Stck Ticker78462F103 | Stock NameSPDR S&P 500 ETF TR | $ Position$28,832,141 | % Position18.00% | $ Change8.00% | # Change-2.00% |
| Stck Ticker92206C409 | Stock NameVANGUARD SCOTTSDALE FDS | $ Position$16,866,875 | % Position10.00% | $ Change2.00% | # Change2.00% |
| Stck Ticker922908595 | Stock NameVANGUARD INDEX FDS | $ Position$14,932,506 | % Position9.00% | $ Change9.00% | # Change1.00% |
| Stck Ticker464288158 | Stock NameISHARES TR | $ Position$7,435,805 | % Position5.00% | $ Change6.00% | # Change7.00% |
| Stck Ticker464288414 | Stock NameISHARES TR | $ Position$7,388,977 | % Position5.00% | $ Change8.00% | # Change9.00% |
| Stck Ticker464288877 | Stock NameISHARES TR | $ Position$5,966,010 | % Position4.00% | $ Change4.00% | # Change0.00% |
| Stck Ticker921937819 | Stock NameVANGUARD BD INDEX FDS | $ Position$6,644,525 | % Position4.00% | $ Change25.00% | # Change26.00% |
| Stck Ticker464287226 | Stock NameISHARES TR | $ Position$5,554,923 | % Position3.00% | $ Change6.00% | # Change7.00% |
| Stck Ticker922908611 | Stock NameVANGUARD INDEX FDS | $ Position$4,625,027 | % Position3.00% | $ Change7.00% | # Change0.00% |