Adviser Profile

As of Date 03/23/2026
Registration SEC, Approved, 09/13/2007
Other registrations (1)
ADV Location NEW ORLEANS, LA, United States
Contact Info 504 xxxxxxx
Websites
AUM* 250,732,080 26%
of that, discretionary 250,732,080 26%
Number of Employees 5
of those in investment advisory functions 3 -25%
Private Fund GAV* 0
Avg Account Size 766,765 19%
% High Net Worth 58.99% 13%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

251M 215M 179M 143M 107M 72M 36M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

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Stck Ticker46429B747 Stock NameISHARES 0-5 YEAR TIPS BOND ETF $ Position$19,500,647 % Position8.00% $ Change-5.00% # Change-4.00%
Stck Ticker82889N699 Stock NameSIMPLIFY MANAGED FUTURES STRATEGY ETF $ Position$15,505,804 % Position7.00% $ Change28.00% # Change50.00%
Stck Ticker69374H105 Stock NamePACER TRENDPILOT US LARGE CAP ETF $ Position$12,736,556 % Position5.00% $ Change9.00% # Change-2.00%
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Stck Ticker023135106 Stock NameAMAZON.COM INC $ Position$6,352,085 % Position3.00% $ Change121891.00% # Change106472.00%
Stck Ticker125269100 Stock NameCF INDUSTRIES HOLD COM $ Position$6,707,921 % Position3.00% $ Change6.00% # Change27.00%

Brochure Summary