We specialize in the following services: Comprehensive Portfolio Management, Financial Planning and Consultations, 3(38) and 3(21) ERISA Investment Management, and 401(k) Plan Review. Our firm is dedicated to providing individuals and other types of clients with a wide array of investment advisory services. Our firm is a limited liability company formed under the laws of the State of New York. Our firm has been in business as an investment adviser since 2004 and is owned 100% by Robert Sullivan. Types of Advisory Services Offered Comprehensive Portfolio Management: As part of our Comprehensive Portfolio Management service, clients will be provided asset management and financial planning or consulting services. This service is designed to assist clients in meeting their financial goals through the use of a financial plan or consultation. Our firm conducts client meetings to understand their current financial situation, existing resources, financial goals, and tolerance for risk. Based on what is learned, an investment approach is presented to the client, consisting of individual stocks, bonds, ETFs, options, mutual funds and other public and private securities or investments. Once the appropriate portfolio has been determined, portfolios are continuously and regularly monitored, and if necessary, rebalanced based upon the client’s individual needs, stated goals and objectives. Upon client request, our firm provides a summary of observations and recommendations for the planning or consulting aspects of this service. Financial Planning & Consulting: Our firm provides a variety of financial planning and consultation services to individuals, families, business and other clients regarding the management of their financial resources based upon an analysis of client’s current situation, goals, and objectives. Generally, such services are financial consulting for clients based on the client’s financial goals and objectives. This planning or consulting may encompass one or more of the following areas: Individual Investors: Portfolio Analysis Development of a Financial Plan Retirement Planning Investment Tax Strategies Estate Tax Planning Tax Free Municipal Bond Investing Business: Portfolio Analysis Retirement Plan Fiduciary Services Retirement Plan Design and Implementation Financial Planning for Key Executives Our written financial plans or financial consultations rendered to clients usually include general recommendations for a course of activity or specific actions to be taken by the clients. It should also be noted that we may refer clients to an accountant, attorney or other specialist, as necessary, for non-advisory related services. Financial consulting services are typically completed within 6 months of the client signing a contract with us, assuming that all the information and documents we request from the client are provided to us promptly. Implementation of the recommendations will be at the discretion of the client. For financial consulting clients who wish to have Investment Insight Wealth Management, LLC provide ongoing asset management, a separate advisory agreement will need to be executed, and in certain circumstances, their financial consulting fee will be waived. Retirement Plan Consulting: Our firm provides retirement plan consulting services to employer plan sponsors on an ongoing basis. Generally, such consulting services consist of assisting employer plan sponsors in establishing, monitoring and reviewing their company's participant-directed retirement plan. As the needs of the plan sponsor

dictate, areas of advising may include:
• Establishing an Investment Policy Statement – Our firm will assist in the development of a statement that summarizes the investment goals and objectives along with the broad strategies to be employed to meet the objectives.
• Investment Options – Our firm will work with the Plan Sponsor to evaluate existing investment options and make recommendations for appropriate changes.
• Asset Allocation and Portfolio Construction – Our firm will develop strategic asset allocation models to aid Participants in developing strategies to meet their investment objectives, time horizon, financial situation and tolerance for risk.
• Investment Monitoring – Our firm will monitor the performance of the investments and notify the client in the event of over/underperformance and in times of market volatility.
• Participant Education – Our firm will provide opportunities to educate plan participants about their retirement plan offerings, different investment options, and general guidance on allocation strategies. In providing services for retirement plan consulting, our firm does not provide any advisory services with respect to the following types of assets: employer securities, real estate (excluding real estate funds and publicly traded REITS), participant loans, non-publicly traded securities or assets, other illiquid investments, or brokerage window programs (collectively, “Excluded Assets”). All retirement plan consulting services shall be in compliance with the applicable state laws regulating retirement consulting services. This applies to client accounts that are retirement or other employee benefit plans (“Plan”) governed by the Employee Retirement Income Security Act of 1974, as amended (“ERISA”). If the client accounts are part of a Plan, and our firm accepts appointment to provide services to such accounts, our firm acknowledges its fiduciary standard within the meaning of Section 3(21) or 3(38) of ERISA as designated by the Retirement Plan Consulting Agreement with respect to the provision of services described therein. Tailoring of Advisory Services Our firm offers individualized investment advice to our Comprehensive Portfolio Management clients. The client’s individual investment strategy is tailored to their specific needs and may include some or all of the previously mentioned securities. Each portfolio will be initially designed to meet a particular investment goal, which we determine to be suitable to the client’s circumstances. Once the appropriate portfolio has been determined, we review the portfolio at least quarterly and if necessary, rebalance the portfolio based upon the client’s individual needs, stated goals and objectives. Each client has the opportunity to place reasonable restrictions on the types of investments to be held in the portfolio. We emphasize continuous and regular account supervision and individualized investment advice to clients. We offer clients customized portfolios to suit a variety of investment objectives:
• Growth Portfolio – Primary focus is on making your capital grow, income is a not a concern, comfortable with market fluctuation;
• Equity Income Portfolio – Primary focus on making your capital grow; income is a secondary focus; stock portfolio; comfortable with market fluctuation;
• Balanced Portfolio – Primary focus on making your capital grow; income is a secondary focus; stock and bond portfolio; comfortable with market fluctuation;
• Income Portfolio – Primary focus is for providing immediate income; growth is not a concern, comfortable with a lower level of market fluctuation;
• Tax Free Bond Portfolio – Primary focus is for providing income that is free from income tax; growth is not a concern, comfortable with a lower level of market fluctuation. General investment advice will be offered to our Financial Planning & Consulting and Retirement Plan Consulting clients. Participation in Wrap Fee Programs Our firm does not offer or sponsor a wrap fee program. Regulatory Assets Under Management Our firm managed $119,673,055 on a discretionary basis and $0 on a non-discretionary basis as of December 31, 2023.