CBAM is a SEC-registered investment adviser with its principal place of business located in New York. CBAM began conducting business in 2008. Listed below are the firm's principal shareholders (i.e., those individuals and/or entities controlling 25% or more of this company).
• Dean Barry - 100% CBAM offers the following advisory services to our clients: INVESTMENT SUPERVISORY SERVICES ("ISS") INDIVIDUAL PORTFOLIO MANAGEMENT Our firm provides continuous advice to our clients regarding the investment of their funds based on the individual needs of each client. Through personal discussions in which goals and objectives based on a client's particular circumstances are established, we develop a client's personal investment strategy and create and manage a portfolio based on that strategy. During our data-gathering process, we determine the client’s individual objectives, time horizons, risk tolerance, liquidity needs and tax situation. As appropriate, we also review and discuss a client's prior investment history, as well as family composition and background. As a firm we understand that a "one size fits all" approach is not optimal for clients and we place a particular emphasis on devising investment strategies that a r e focused on the individual needs of each client. We manage these advisory accounts on a discretionary or non-discretionary basis. Account supervision is guided by the client's stated objectives. Our investment recommendations are not limited to any specific product or service offered by a broker-dealer or insurance

company and will generally include advice regarding the following securities:
• Exchange-listed securities
• Securities traded over-the-counter
• Foreign issuers
• Warrants
• Corporate debt securities (other than commercial paper)
• Commercial paper
• Certificates of deposit
• Municipal securities
• Mutual fund shares
• United States governmental securities
• Options contracts on securities and indices Because some types of investments involve certain additional degrees of risk, they will only be implemented/recommended when consistent with the client's stated investment objectives, tolerance for risk, liquidity and suitability. MODEL PORTFOLIO MANAGEMENT We provide model portfolios only for certain institutional relationships where we act in a sub- advisory capacity to their internal asset management programs. CONSULTING SERVICES Clients can also receive investment advice on a more focused basis. This may include advice on only an isolated area(s) of concern, or any other specific topic. We also provide specific consultation and administrative services regarding investment and financial concerns of the client. Consulting recommendations are not limited to any specific product or service offered by a broker-dealer or insurance company. AMOUNT OF MANAGED ASSETS As of 12/31/2023 we were actively managing $1,894,883 of clients' assets on a discretionary basis plus $108,380,138 of clients' assets on a non-discretionary basis.