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Adviser Profile

As of Date 03/31/2026
Registration SEC, Approved, 11/12/2010
Contact Info 520 xxxxxxx
AUM* 104,698,536 10%
of that, discretionary 0
Number of Employees 1
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 7,478,467 17%
% High Net Worth 41.94% -8%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

125M 107M 89M 71M 54M 36M 18M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Brochure Summary