Adviser Profile

As of Date 07/25/2024
Registration status Terminated
ADV Location DENVER, CO, United States
Contact Info 303 xxxxxxx
Websites
AUM* 166,919,774 -10%
of that, discretionary 166,919,774 -10%
Number of Employees 5 -29%
of those in investment advisory functions 3 -25%
Private Fund GAV* 0
Avg Account Size 4,769,136 55%
% High Net Worth 86.21% 5%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- High net worth individuals
- Investment companies
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

813M 697M 581M 465M 348M 232M 116M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker032095101 Stock NameAMPHENOL CORP NEW $ Position$2,376,409 % Position6.00% $ Change1.00% # Change73.00%
Stck Ticker032654105 Stock NameANALOG DEVICES INC $ Position$1,836,123 % Position4.00% $ Change10.00% # Change-5.00%
Stck Ticker101137107 Stock NameBOSTON SCIENTIFIC CORP $ Position$1,610,048 % Position4.00% $ Change7.00% # Change-5.00%
Stck TickerG1151C101 Stock NameACCENTURE PLC IRELAND $ Position$1,540,716 % Position4.00% $ Change-17.00% # Change-5.00%
Stck Ticker00846U101 Stock NameAGILENT TECHNOLOGIES INC $ Position$1,500,856 % Position4.00% $ Change-15.00% # Change-5.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$1,531,153 % Position4.00% $ Change15.00% # Change-5.00%
Stck Ticker278865100 Stock NameECOLAB INC $ Position$1,652,196 % Position4.00% $ Change-2.00% # Change-5.00%
Stck TickerH2906T109 Stock NameGARMIN LTD $ Position$1,742,592 % Position4.00% $ Change4.00% # Change-5.00%
Stck Ticker482480100 Stock NameKLA CORP $ Position$1,715,805 % Position4.00% $ Change12.00% # Change-5.00%
Stck Ticker512807108 Stock NameLAM RESEARCH CORP $ Position$1,545,097 % Position4.00% $ Change4.00% # Change-5.00%

Brochure Summary