Kingfisher Capital, LLC is a federally registered investment adviser located in Charlotte, NC. H.K. Hallett and Alex Miles are the principals and managing members of the firm. As of December 31, 2023 Kingfisher’s discretionary assets under management were $606,810,466. Kingfisher does not have any non-discretionary assets under management. Kingfisher provides advisory services to high net worth individuals, trusts, estates, pension and profit-sharing plans, charitable institutions, foundations, endowments, corporations, and small businesses. Client accounts are managed based on the particular investment strategy selected by the client, subject to any specific instructions, guidelines or restrictions provided by the client in writing. Kingfisher offers a suite of services that focus on the client’s specific needs. Our goal is to help affluent families, professionals, business owners and institutions protect and expand wealth to achieve their security, lifestyle and legacy objectives. We take a holistic approach to solving complex financial problems by helping clients formulate goals, anticipate and manage risks, and develop viable solutions toward their personal, business and philanthropic objectives. Kingfisher’s comprehensive wealth advisory services are categorized into three offerings, and are described in detail below: KingfisherINVEST KingfisherWEALTH KingfisherCONSULT KingfisherINVEST Asset Management Services Kingfisher offers various equity, fixed income, and global asset allocation investment strategies. The strategies are implemented using common stocks, preferred stocks, bonds, mutual funds, exchange-traded funds, derivatives and/or other alternative investments (i.e. Real Estate Investment Trusts, Master Limited Partnerships, etc.) The strategies vary in risk from conservative to aggressive. Kingfisher also offers customized thematic and niche strategy portfolios. This program is no longer offered to new clients or existing clients opening new accounts. The Kingfisher Manager Program is a wrap program sponsored by Kingfisher Capital. Kingfisher charges a single fee to clients in this program that includes most custody, trading, investment advisory fees and other expenses associated with management of the account. Kingfisher is also the portfolio manager for the accounts and clients may select any of the investment strategies described above. Kingfisher may choose to engage the services of a third-party manager to implement certain strategies within a client’s overall portfolio, such as fixed income investments. Kingfisher will provide clients in this program using any third- party manager with a copy of the manager’s Form ADV Part 2. Kingfisher Capital, LLC – Disclosure Brochure Page 5 KingfisherWEALTH Wealth Management Services Kingfisher offers comprehensive Wealth Management to existing investment advisory clients. Wealth Management entails a thorough review of one or more aspects of a client’s financial condition, which may include:
• Asset protection;
• Employee benefits;
• Education planning
• Investment management;
• Tax strategy and accounting services;
• Estate planning;
• Trust services;
• Business planning;
• Strategic philanthropy. Kingfisher may recommend clients purchase certain insurance products. Kingfisher will receive compensation in the form of commissions or other remunerations for the sale of the products. This creates an incentive for Kingfisher to recommend insurance products based on the compensation received rather than on the client’s needs. Clients are not required to implement any of these recommendations through Kingfisher. Kingfisher maintains strategic relationships with professional service providers to offer Clients access to a network of attorneys, accountants, trust officers

and business consultants. Kingfisher can provide Clients with access to its network of professionals or work with the Client’s existing advisers. 401(k) Plan Services Kingfisher offers small business owners access to a turnkey 401(k) platform developed and administered by Newport Group. Kingfisher conducts enrollment meetings and investment education meetings for employees. Employees electing to participate in the retirement plan have three options for investing their retirement assets: 1. Suite of Investment Choices Kingfisher recommends a selection of funds that the plan sponsor offers as investment options to employees participating in the plan. The funds typically have low internal expenses and meet certain investment criteria that provide plan participants the opportunity to invest their retirement savings across multiple asset classes. Kingfisher monitors the plan’s investment options at least annually and, if necessary, recommends any changes to the fund lineup. 2. Unified Managed Accounts Kingfisher developed three portfolio models – Conservative, Balanced and Growth – with various risk profiles. Plan participants select the portfolio that best suits their Kingfisher Capital, LLC – Disclosure Brochure Page 6 risk tolerance and long term goals. Kingfisher monitors the portfolios and notifies the plan administrator when changes to the models are warranted. 3. Self-Directed Brokerage Accounts Plan participants have the ability to invest their retirement plan assets in stocks, bonds, exchange-traded funds, mutual funds and/or CDs through a brokerage account (subject to any investment limitations imposed by the plan sponsor). In rare cases, Kingfisher may agree to provide discretionary investment advisory services directly to a plan participant and manage their retirement account and/or other investment accounts according to the specific goals and objectives of the individual. These service are offered for a separate advisory fee and subject to the terms and conditions of an Investment Management Agreement. KingfisherCONSULT Kingfishers offers consulting services in areas beyond the typical investment advisory firm. We work with clients and their families to create personalized solutions exploring opportunities that are important to them.
• Strategic business planning
• Thematic investing
• Financial concerns related to women
• Transitioning to the next phase of life
• Selecting a retirement plan for small business
• Lending and credit services for personal or business
• Acquisition or sale of collectibles Please refer to the Kingfisher website at www.kingfishercapital.com for more details about our KingfisherCONSULT offerings. Investment Advice Specific to Retirement Account Rollovers When we provide investment advice regarding your retirement plan account or individual retirement account, we are fiduciaries within the meaning of Title I of the Employee Retirement Income Security Act and/or the Internal Revenue Code, as applicable, which are laws governing retirement accounts. The way we make money creates some conflicts with your interests, so we operate under a special rule that requires us to act in your best interest and not put our interest ahead of yours. Under this special rule’s provisions, we must:
• Meet a professional standard of care (give prudent advice)
• Never put our financial interests ahead of our clients (give loyal advice)
• Avoid misleading statements about conflicts of interest, fees, and investments
• Follow policies and procedures designed to ensure that we give advice in client’s best interest
• Charge no more than is reasonable for our services
• Give you basic information about our conflicts of interest. Kingfisher Capital, LLC – Disclosure Brochure Page 7