Overview
Advisory Services
4.A. Advisory Firm Description
Templeton & Phillips Capital Management, LLC (“TPCM” or “Adviser”) was formed in 2001 by Lauren
Templeton. TPCM’s specific focus is on the potential advantages of value investing. Lauren Templeton
is the principal owner of the firm.
4.B. Types of Advisory Services
TPCM provides investment advisory and management services as a discretionary investment adviser
to (1) institutional and retail separate account clients and (2) as a discretionary investment adviser to a
privately placed pooled investment vehicle (the "Private Fund”). TPCM portfolio strategies may include
investments in common stocks, preferred stocks, warrants, investment companies, and derivatives
such as options. TPCM may also recommend other investment advisers to clients as part of their
overall asset allocation. Our advice is generally limited to these types of investments.
4.C. Client Investment Objectives/Restrictions
Investments for separately managed
client accounts are managed in accordance with each client’s
stated investment objectives, strategies, restrictions, and guidelines.
Investments for the Private Fund are managed in accordance with the fund’s investment objective,
strategies, and restrictions. They are not tailored to the individualized needs of any particular investor
in the fund (each an “Investor”). Therefore, Investors should consider whether the fund meets their
investment objectives and risk tolerance prior to investing. Information about the Private Fund can be
found in its offering documents, including its private placement memorandum (“PPM”), which will be
available to current and prospective investors only through TPCM or another authorized party.
4.D. Wrap-Fee Programs
TPCM does not participate in, nor is it a sponsor of, any wrap fee programs.
4.E. Assets Under Management as of 12/31/2023:
Discretionary basis: $161,673,065; 72 accounts
Non-Discretionary basis: $40,750,515; 7 accounts