9AT: TEMPLETON & PHILLIPS CAPITAL MANAGEMENT, LLC

other names

TEMPLETON & PHILLIPS CAPITAL MANAGEMENT, LLC
LAUREN TEMPLETON CAPITAL MANAGEMENT, LLC

Adviser Profile

As of Date	05/01/2025
ADV Location	LOOKOUT MOUNTAIN, TN, United States
Adviser Type - Large advisory firm
Number of Employees	3
of those in investment advisory functions	2
Registration	SEC, Approved, 11/25/2009

AUM^*	278,104,589 56%
of that, discretionary	229,468,659 63%
Private Fund GAV^*	43,148,928 41%
Avg Account Size	2,551,418 31%
% High Net Worth	83.87% 14%
SMA’s	Yes
Private Funds	2 1
Contact Info	423 xxxxxxx
Websites

Client Types

- High net worth individuals
- Pooled investment vehicles
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count2	GAV$43,148,928

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ELM RIDGE MANAGEMENT, LLC	Hedge Fund126.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV126.5m	AUM126.5m	#Funds1
Adviser GARNET EQUITY CAPITAL HOLDINGS, INC.	Hedge Fund297.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV297.6m	AUM299.2m	#Funds2
Adviser SAMUEL CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM177.2m	#Funds-
Adviser RAFFLES CAPITAL MANAGEMENT, LLC	Hedge Fund179.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV179.6m	AUM179.6m	#Funds1
Adviser SPARROW CAPITAL MANAGEMENT INC	Hedge Fund8.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV8.4m	AUM224.3m	#Funds1
Adviser ADVISOR.INVESTMENTS	Hedge Fund10.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV10.6m	AUM195.5m	#Funds1
Adviser EFS ASSET MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM60.0m	#Funds-
Adviser STERLING CAPITAL MANAGEMENT INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM255.2m	#Funds-
Adviser DAVID CAPITAL PARTNERS, LLC	Hedge Fund82.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV82.7m	AUM86.0m	#Funds3
Adviser CONSTELLATION CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM254.4m	#Funds-

Brochure Summary

Overview

Advisory Services 4.A. Advisory Firm Description Templeton & Phillips Capital Management, LLC (“TPCM” or “Adviser”) was formed in 2001 by Lauren Templeton. TPCM’s specific focus is on the potential advantages of value investing. Lauren Templeton is the principal owner of the firm. 4.B. Types of Advisory Services TPCM provides investment advisory and management services as a discretionary investment adviser to (1) institutional and retail separate account clients and (2) as a discretionary investment adviser to a privately placed pooled investment vehicle (the "Private Fund”). TPCM portfolio strategies may include investments in common stocks, preferred stocks, warrants, investment companies, and derivatives such as options. TPCM may also recommend other investment advisers to clients as part of their overall asset allocation. Our advice is generally limited to these types of investments. 4.C. Client Investment Objectives/Restrictions Investments for separately managed

client accounts are managed in accordance with each client’s stated investment objectives, strategies, restrictions, and guidelines. Investments for the Private Fund are managed in accordance with the fund’s investment objective, strategies, and restrictions. They are not tailored to the individualized needs of any particular investor in the fund (each an “Investor”). Therefore, Investors should consider whether the fund meets their investment objectives and risk tolerance prior to investing. Information about the Private Fund can be found in its offering documents, including its private placement memorandum (“PPM”), which will be available to current and prospective investors only through TPCM or another authorized party. 4.D. Wrap-Fee Programs TPCM does not participate in, nor is it a sponsor of, any wrap fee programs. 4.E. Assets Under Management as of 12/31/2023: Discretionary basis: $161,673,065; 72 accounts Non-Discretionary basis: $40,750,515; 7 accounts

TEMPLETON & PHILLIPS CAPITAL MANAGEMENT, LLC

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