9AT: MCGOWAN GROUP ASSET MANAGEMENT, INC.

Adviser Profile

As of Date	05/20/2026
Registration	SEC, Approved, 07/14/2010
ADV Location	DALLAS, TX, United States
Contact Info	214 xxxxxxx
Websites

AUM^*	1,083,076,071 29%
of that, discretionary	1,000,714,340 28%
Number of Employees	9 -10%
of those in investment advisory functions	5 -38%
Private Fund GAV^*	0
Avg Account Size	226,917 -46%
% High Net Worth	23.30% 660%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser NEXUS CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM11.9m	#Funds-
Adviser WELLINGTON CONSULTING SERVICES INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.7b	#Funds-
Adviser ARGENT CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.0b	#Funds-
Adviser CMG CAPITAL MANAGEMENT GROUP, INC.	Hedge Fund20.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV20.4m	AUM256.5m	#Funds2
Adviser FINANCIAL COUNSELING ASSOCIATES, INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM103.5m	#Funds-
Adviser XCEL WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM497.9m	#Funds-
Adviser DAI WEALTH, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM330.0m	#Funds-
Adviser REDWOOD PRIVATE WEALTH	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM267.6m	#Funds-
Adviser PR WEALTH MANAGEMENT GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM164.9m	#Funds-
Adviser UNITED ADVISORS AMERICA	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM446.5m	#Funds-

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker67075G103	Stock NameNUVEEN GLOBAL HIGH INCOME FD SHS	$ Position$46,101,740	% Position6.00%	$ Change	# Change
Stck Ticker30231G102	Stock NameEXXON MOBIL CORP COM	$ Position$42,312,327	% Position5.00%	$ Change	# Change
Stck Ticker01879R106	Stock NameALLIANCEBERNSTEIN GLOBAL HIGH COM	$ Position$38,050,927	% Position5.00%	$ Change	# Change
Stck Ticker09255P107	Stock NameBLACKROCK CORPOR HI YLD FD INC COM	$ Position$38,790,712	% Position5.00%	$ Change	# Change
Stck Ticker19248A109	Stock NameCOHEN & STEERS INFRASTRUCTURE COM	$ Position$35,774,471	% Position5.00%	$ Change	# Change
Stck Ticker72651A207	Stock NamePLAINS GP HLDGS L P LTD PARTNR INT A	$ Position$32,750,507	% Position4.00%	$ Change	# Change
Stck Ticker258622109	Stock NameDOUBLELINE INCOME SOLUTIONS FD COM	$ Position$31,574,481	% Position4.00%	$ Change	# Change
Stck Ticker110448107	Stock NameBRITISH AMERN TOB PLC SPONSORED ADR	$ Position$32,828,925	% Position4.00%	$ Change	# Change
Stck Ticker31428X106	Stock NameFEDEX CORP COM	$ Position$22,400,516	% Position3.00%	$ Change	# Change
Stck Ticker24703L202	Stock NameDELL TECHNOLOGIES INC CL C	$ Position$21,459,238	% Position3.00%	$ Change	# Change

Brochure Summary

Overview

MGAM ADV 2A – Version 032024 We are required to describe our brokerage, custody, fees and fund expenses so you will know how much you are charged and by whom for our advisory services provided to you. A. Advisory Services Compensation (i) Fee Based Advisory Services: On an annualized basis, our firm’s fee for continuous portfolio management services will range from .59% - 1.50% with the final fee negotiated according to the Clients’ needs and objectives. Our firm’s fees are billed quarterly in advance based on the value of the account on the last business day of the previous quarter. Accounts established during the billing cycle will be charged pro-rata based on the initial account balance. MGAM Wrap Fee Schedule Single Tier Fee Schedule Assets Under Management Annual Advisory Fee $0 - $10,000,000+ _____________________% Additionally, clients also can further lower their management rate by consolidating assets. Discounted management rates are usually granted at the thresholds below: Greater than 1MM - .99% Greater than 3MM - .88% Greater than 10MM - .83% The consolidation breakpoints

above result in lower flat rates for all assets held with MGAM at Pershing BNY once the asset base surpasses the breakpoint levels. These rates and thresholds could change at any time upon the discretion of MGAM. B. How Clients Are Charged for Service (i) Fee Based Advisory Fees Are Due Quarterly in Advance. We charge our advisory fees quarterly in advance and have them deducted direct via the custodian. In the event that you wish to terminate our services, we will refund the unearned portion of our advisory fee to you. To do this, you need to contact us in writing and state that you wish to terminate our services. Upon receipt of your letter of termination, we will start the process to close your account. The date of your written termination will be used to process a pro-rata refund of unearned advisory fees. C. Other Fees and Expenses in Addition to MGAM’s Advisory Fee All clients can access statements and confirmations free of charge electronically, but if they elect to receive them physically they are assessed a charge per statement and per confirm by Pershing Advisor Solutions, LLC/ Pershing, LLC (“PAS” or “PAS/ Pershing”), our custodian.

MCGOWAN GROUP ASSET MANAGEMENT, INC.

MCGOWAN GROUP ASSET MANAGEMENT, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

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MCGOWAN GROUP ASSET MANAGEMENT, INC. MCGOWAN GROUP ASSET MANAGEMENT, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

MCGOWAN GROUP ASSET MANAGEMENT, INC.

MCGOWAN GROUP ASSET MANAGEMENT, INC.