MALTESE CAPITAL MANAGEMENT, LLC

other names
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Adviser Profile
As of Date 03/30/2024
Adviser Type - Large advisory firm
Number of Employees 17 -10.53%
of those in investment advisory functions 11 -8.33%
Registration SEC, Approved, 11/17/2010
AUM* 747,090,000 -19.30%
of that, discretionary 747,090,000 -19.30%
Private Fund GAV* 696,505,000 -24.82%
Avg Account Size 83,010,000 -28.26%
SMA’s No
Private Funds 7 1
Contact Info 212 xxxxxxx
Websites

Client Types

- Pooled investment vehicles
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
2B 2B 2B 1B 957M 638M 319M
2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count7 GAV$696,505,000

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker97650W108 Stock NameWINTRUST FINL CORP $ Position$14,486,349 % Position3.00% $ Change7.00% # Change13.00%
Stck Ticker949746101 Stock NameWELLS FARGO CO NEW $ Position$17,305,236 % Position3.00% $ Change50.00% # Change46.00%
Stck Ticker31946M103 Stock NameFIRST CTZNS BANCSHARES INC N $ Position$16,652,587 % Position3.00% $ Change18.00% # Change15.00%
Stck Ticker172967424 Stock NameCITIGROUP INC $ Position$18,216,891 % Position3.00% $ Change-4.00% # Change-4.00%
Stck Ticker172967424 Stock NameCITIGROUP INC $ Position$9,178,791 % Position2.00% $ Change0.00% # Change0.00%
Stck Ticker05990K106 Stock NameBANC OF CALIFORNIA INC $ Position$11,213,530 % Position2.00% $ Change-24.00% # Change-10.00%
Stck Ticker27579R104 Stock NameEAST WEST BANCORP INC $ Position$11,891,014 % Position2.00% $ Change-2.00% # Change6.00%
Stck Ticker320517105 Stock NameFIRST HORIZON CORPORATION $ Position$8,792,516 % Position2.00% $ Change11.00% # Change8.00%
Stck Ticker633707104 Stock NameNATIONAL BK HLDGS CORP $ Position$9,708,884 % Position2.00% $ Change8.00% # Change0.00%
Stck Ticker46625H100 Stock NameJPMORGAN CHASE & CO. $ Position$8,548,923 % Position2.00% $ Change48.00% # Change46.00%

Brochure Summary

Overview

Maltese Capital Management, LLC (the “Adviser”) is an investment adviser with its principal place of business in New York, New York that commenced operations as an investment adviser in 1996 and has been registered with the Securities and Exchange Commission (the “SEC”) since November 17, 2010. The Adviser changed its name in early 2015 from Sandler O’Neill Asset Management, LLC, as previously disclosed in the Adviser’s amendment filing made as of January 1, 2015. Terry Maltese is the principal owner of the Adviser. The Adviser provides investment advisory services on a discretionary basis to client accounts that are private pooled investment vehicles, including Malta Hedge Fund, L.P., Malta Hedge Fund II, L.P., Malta Phoenix Partners, L.P., and Malta Phoenix Partners, L.P. Class B (each a “Domestic Fund”); and Malta Market Neutral Master Fund, Ltd., Malta Titan Fund, L.P., and Malta Offshore, Ltd. (each an “Offshore Fund”). Maltese Capital Holdings, LLC, an affiliate of the Adviser, serves as the general partner
to the Domestic Funds and Malta Titan Fund, L.P. The Domestic Funds and the Offshore Funds are collectively referred to as the “Funds.” The Adviser also provides investment advisory services on a discretionary basis to client accounts that are separately managed accounts (the “SMAs,” and together with the Funds, the “Clients”). The Adviser provides advice to Clients based on their specific investment objectives, strategies and investment restrictions. The Adviser does not tailor advisory services to the individual needs of investors in the Funds. Investors in the Funds may not impose restrictions on investing in certain securities or certain types of securities. Agreements governing SMAs are negotiated separately, and investment restrictions for the SMAs are included in the governing documents for the SMAs (the “SMA Agreements”). As of December 31, 2023, the Adviser had approximately $747 million regulatory assets under management, all of which are managed on a discretionary basis.