DG CAPITAL MANAGEMENT, LLC

other names
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Adviser Profile
As of Date 03/27/2024
Adviser Type - Large advisory firm
Number of Employees 10
of those in investment advisory functions 10
Registration SEC, Approved, 6/2/2011
AUM* 479,398,065 20.43%
of that, discretionary 479,398,065 20.43%
Private Fund GAV* 444,969,287 16.32%
Avg Account Size 36,876,774 11.17%
SMA’s Yes
Private Funds 2
Contact Info 646 xxxxxxx
Websites

Client Types

- Pooled investment vehicles
- Other

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
640M 549M 457M 366M 274M 183M 91M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count2 GAV$444,969,287

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Brochure Summary

Overview

DG Capital Management, LLC has been in business since February 2007 and is a U.S. Securities and Exchange Commission (“SEC”) registered investment adviser. DG Capital Advisors, LLC launched in 2021 and serves as a relying adviser to DG Capital Management, LLC. DG Capital Management, LLC and DG Capital Advisors, LLC are also referred to herein as the “Firm.” The principal owner of the Firm is Dov Gertzulin. The Firm provides investment advisory services to various private investment funds (“Funds”) and separately managed accounts (“Accounts”) on a discretionary basis. For purposes of this Brochure, “Client” may refer to a Fund, investors in Funds, an Account or investors in such Accounts. The Firm does not hold itself out as specializing in a particular type of advisory service. The Clients’ purpose is investing and trading in a wide variety of securities and financial instruments, domestic and foreign,
primarily focusing on publicly traded credit and equity securities. In certain instances, upon Client request, the Firm may tailor its advisory services to the individual needs of Clients. Clients may impose restrictions on investing in certain securities or types of securities by specifying such restrictions in a written notice to the Firm. The Firm does not tailor its advisory to the individuals needs of investors in the Funds. The Firm provides discretionary investment advisory services to all fee paying Clients’ accounts. In connection with managing the investments of its Account Clients, such Accounts’ investment management agreements provide investment guidelines and parameters that provide the context within which the Firm renders its investment management services. As of December 31, 2023, the Firm manages approximately $479,398,065 of Client assets, all on a discretionary basis.