Overview
DG Capital Management, LLC has been in business since February 2007 and is a U.S. Securities and
Exchange Commission (“SEC”) registered investment adviser. DG Capital Advisors, LLC launched in 2021
and serves as a relying adviser to DG Capital Management, LLC. DG Capital Management, LLC and DG
Capital Advisors, LLC are also referred to herein as the “Firm.” The principal owner of the Firm is Dov
Gertzulin.
The Firm provides investment advisory services to various private investment funds (“Funds”) and
separately managed accounts (“Accounts”) on a discretionary basis. For purposes of this Brochure,
“Client” may refer to a Fund, investors in Funds, an Account or investors in such Accounts.
The Firm does not hold itself out as specializing in a particular type of advisory service. The Clients’
purpose is investing and trading in a wide variety of securities and financial instruments, domestic and
foreign,
primarily focusing on publicly traded credit and equity securities. In certain instances, upon Client
request, the Firm may tailor its advisory services to the individual needs of Clients. Clients may impose
restrictions on investing in certain securities or types of securities by specifying such restrictions in a written
notice to the Firm. The Firm does not tailor its advisory to the individuals needs of investors in the Funds.
The Firm provides discretionary investment advisory services to all fee paying Clients’ accounts. In
connection with managing the investments of its Account Clients, such Accounts’ investment management
agreements provide investment guidelines and parameters that provide the context within which the Firm
renders its investment management services.
As of December 31, 2023, the Firm manages approximately $479,398,065 of Client assets, all on a
discretionary basis.