9AT: SPARK INVESTMENT MANAGEMENT LLC

other names

Adviser Profile

As of Date	03/27/2024
Adviser Type - Large advisory firm
Number of Employees	20
of those in investment advisory functions	9
Registration	SEC, Approved, 02/07/2012

AUM^*	392,177,325 -1.01%
of that, discretionary	392,177,325 -1.01%
Private Fund GAV^*	392,177,325
Avg Account Size	130,725,775 -1.01%
SMA’s	No
Private Funds	3 2
Contact Info	212 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count3	GAV$392,177,325

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser TOWER BAY ASSET MANAGEMENT LP	Hedge Fund194.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV194.4m	AUM437.8m	#Funds4
Adviser CARL MARKS MANAGEMENT COMPANY, LLC	Hedge Fund338.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV338.7m	AUM383.3m	#Funds3
Adviser DG CAPITAL MANAGEMENT, LLC	Hedge Fund445.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV445.0m	AUM479.4m	#Funds4
Adviser THREE BRIDGES CAPITAL, LP	Hedge Fund95.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV95.0m	AUM186.0m	#Funds3
Adviser IMPERIAL CAPITAL ASSET MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM393.7m	#Funds-
Adviser SAGE ROCK CAPITAL MANAGEMENT LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM86.5m	#Funds-
Adviser RHINO INVESTMENT PARTNERS, INC.	Hedge Fund188.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV188.9m	AUM552.4m	#Funds1
Adviser EQUITAS CAPITAL ADVISORS,LLC	Hedge Fund45.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV45.0m	AUM217.1m	#Funds1
Adviser BEACONLIGHT CAPITAL, LLC	Hedge Fund247.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV247.7m	AUM365.3m	#Funds3
Adviser SELDON CAPITAL LP	Hedge Fund286.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV286.6m	AUM411.6m	#Funds3

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker023135106	Stock NameAMAZON COM INC	$ Position$9,473,260	% Position46.00%	$ Change18.00%	# Change0.00%
Stck TickerL8681T102	Stock NameSPOTIFY TECHNOLOGY S A	$ Position$3,131,660	% Position15.00%	$ Change-33.00%	# Change-44.00%
Stck Ticker67066G104	Stock NameNVIDIA CORPORATION	$ Position$2,833,519	% Position14.00%	$ Change	# Change
Stck Ticker88160R101	Stock NameTESLA INC	$ Position$2,423,040	% Position12.00%	$ Change54.00%	# Change0.00%
Stck TickerM7S64H106	Stock NameMONDAY COM LTD	$ Position$1,389,096	% Position7.00%	$ Change-15.00%	# Change0.00%
Stck Ticker852234103	Stock NameBLOCK INC	$ Position$739,413	% Position4.00%	$ Change27.00%	# Change0.00%
Stck Ticker90138F102	Stock NameTWILIO INC	$ Position$562,016	% Position3.00%	$ Change66.00%	# Change0.00%
Stck Ticker34988V106	Stock NameFOSSIL GROUP INC	$ Position$93,353	% Position0.00%	$ Change43.00%	# Change0.00%

Brochure Summary

Overview

Page 4 of 24 Spark Investment Management LLC (“Spark”) was organized as a Delaware limited liability company in November 2011 and commenced operations in January 2012. Spark is wholly owned by Spark Holdings LLC, (“Holdings”) a Delaware limited liability company. Peter Laventhol, the manager of Spark, is also the majority owner of Holdings. Spark manages assets in pooled investment vehicles pursuant to the investment objectives, strategies and restrictions, and guidelines as set forth in each client’s offering documents and/or agreements with each client. Since Spark manages pooled investment vehicles, Spark’s investment advice is provided directly to such investment vehicles and not individually to the investment vehicles’ owners/investors. While Spark generally does not tailor its advisory

services to the needs of specific investors, Spark has entered into agreements with certain investors regarding the participation by those investors in certain types of investments or asset classes and/or investment strategies employed by Spark on behalf of its clients. Spark manages its fund clients in a single master-feeder structure, with one or more feeder funds investing some or all of their assets in the master fund. One or more feeder funds may also invest a portion of its assets directly in certain investments or strategies, rather than through the master fund. As of December 31, 2023 Spark managed $392,177,325 of client assets on a discretionary basis. Spark does not currently manage client assets on a non-discretionary basis and does not participate in wrap fee programs.

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SPARK INVESTMENT MANAGEMENT LLC

Adviser Profile

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