Fairview Constitution IV, LLC the registered investment advisor, provides investment
advisory services to Fairview Constitution IV, L.P., a private fund. Fairview Constitution IV
has 26 related investment advisors that also provide advisory services only to private
funds: Fairview Constitution Management, LLC, Fairview Constitution Management II, LLC,
Fairview Constitution Management III, LLC, Fairview Constitution Management V, LLC,
Fairview Venture Management , LLC, Fairview Ventures Management III, LLC, , Fairview
Ceres Partners, LLC, Fairview Capital EM Partners, LLC, Fairview Special Opportunities
Management, LLC, NY Legacy VC Management, LLC, Fairview Lincoln Fund I Management,
LLC, Fairview Opportunity Management, LLC, Fairview Volunteer Management, LLC,
Fairview Lone Star Management, Fairview PM Management IV, LLC, Fairview Eversource
Opportunity Management, LLC, Keystone Legacy Management, LLC, Fairview Lone Star
Management II, LLC, Fairview PM Management V, LLC, Fairview Foundations Emerging
Managers Management, LLC, Fairview Foundations Emerging Managers Management II,
LLC, Fairview VC Inclusion Management, LLC, Fairview NYL Emerging Managers Fund
Management, LLC, Fairview Lone Star Management III, LLC, Fairview PM Management VI,
LLC and Fairview Capital Partners, LLC (the “Related Advisors”).
Fairview Constitution Management, LLC, Fairview Constitution Management II, LLC,
Fairview Constitution Management III, LLC and Fairview Constitution Management V, LLC
(the “Relying Advisors”) are eligible to be registered with the SEC, however they are not
registered. Instead pursuant to an SEC letter dated January 18, 2012 they are relying on
Fairview Constitution IV’s registration.
Fairview Constitution IV and the Relying Advisors (collectively, the “Advisors”) are
structured as general partnerships that provide advisory services to limited partnerships
that are pooled investment
vehicles (the “Funds”). Investors in the Funds are state pension
plans. The Advisors provide investment advice related to the following limited types of
investments: corporate finance, venture capital, expansion growth, mezzanine debt and
special situations, co-investment and in next-generation (emerging managers) funds.
The Advisors are all subject to the supervision and control of Fairview Capital (“Fairview”).
They are all governed by Fairview’s written policies and procedures and Code of Ethics and
they share the same Chief Compliance Officer. The Funds are qualified clients as defined in
Advisers Act rule 205-3 and pursue investment objectives and strategies that are
substantially similar. Interests in the Funds are sold exclusively to limited partners
(“Investors”) that are “accredited investors” as defined in the 1933 Act.
Fairview is a leading fund-of-funds investment advisor founded in 1994 by JoAnn H. Price
and Laurence C. Morse, Ph.D., who have significant expertise and more than a decade of
experience investing with the country’s foremost private equity and venture capital
managers. In addition to Ms. Price and Mr. Morse, Fairview is comprised of four officers,
Kolawole Olofinboba, Alan Mattamana, Aakar Vachhani and Kwesi Quaye along with one
senior advisor, who also have significant experience advising private funds regarding their
investment activities. Fairview provides administrative and operational services to the
Advisors. When Fairview considers it appropriate, its officers and employees also serve as
directors of the Advisors and of the entities in which the Funds may acquire interests.
Each Advisor has committed assets of at least $150 million. As of March 29, 2024, Fairview
Constitution IV had $215 million of regulatory assets under management and the Advisors
together had a total of $905.5 million across the Funds on a discretionary basis.