9AT: CAPITAL Z PARTNERS MANAGEMENT, LLC

other names

CAPITAL Z PARTNERS MANAGEMENT, LLC

Adviser Profile

As of Date	03/22/2025
ADV Location	NAPLES, FL, United States
Adviser Type - Large advisory firm
Number of Employees	5
of those in investment advisory functions	3
Registration	SEC, Approved, 03/30/2012

AUM^*	1,854,552,979 184%
of that, discretionary	1,854,552,979 184%
Private Fund GAV^*	1,854,552,979 71%
Avg Account Size	370,910,596 297%
% High Net Worth	< 0.01% -100%
SMA’s	No
Private Funds	5 2
Contact Info	212 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Fund Type	Count	GAV
Fund TypePrivate Equity Fund	Count5	GAV$1,854,552,979

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser FORT POINT CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund660.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV660.0m	AUM660.0m	#Funds5
Adviser FI3 FINANCIAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund40.9m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV40.9m	AUM928.4m	#Funds3
Adviser GREYROCK CAPITAL GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund809.5m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund300.0m	Total Private Fund GAV1.1b	AUM809.5m	#Funds5
Adviser GEF CAPITAL PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund2.3b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.3b	AUM2.2b	#Funds28
Adviser NEWROAD CAPITAL PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund502.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV502.4m	AUM642.7m	#Funds5
Adviser CENTURY EQUITY PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund607.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV607.6m	AUM480.3m	#Funds6
Adviser BRIAUD FINANCIAL ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund6.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV6.3m	AUM775.3m	#Funds1
Adviser RTC PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund221.5m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV221.5m	AUM231.9m	#Funds5
Adviser MB GLOBAL ADVISERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund613.9m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV613.9m	AUM589.5m	#Funds4
Adviser NOVA INFRASTRUCTURE MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund660.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV660.6m	AUM1.1b	#Funds8

Brochure Summary

Overview

Capital Z Partners Management, LLC (“CZPM”, “we”, “us” or “our”) was formed as a Delaware limited liability company, and is based in Naples, FL. We are an investment management firm that advises private investment funds that invest in insurance, specialty finance, banking, asset management, securities brokerage and related services businesses, primarily in the United States, Bermuda and Europe, with a particular focus on the insurance industry (collectively, “financial services businesses”). We were established in 2006 as a successor to a previous entity performing similar investment management services, and we are principally owned by Robert Spass and Bradley Cooper (collectively, the “Principals”). We provide investment management services to private investment funds that invest in financial services businesses. These private investment funds are collectively referenced in this brochure as the “Funds” or as our “Clients”. Investors in the Funds are referenced in this brochure as “investors” or “limited partners”. We advise each of the Funds in connection with its respective investments in the financial services businesses. Through our extensive history of investing in financial services businesses, we have developed an expertise and relationships that allow us to proactively source

proprietary transactions across multiple industry sub-sectors and add significant value to each of the portfolio companies in which the Funds invest. In addition, we have developed a core competency in completing certain types of transactions specific to the Funds’ areas of focus that possess attractive valuation and structural characteristics. On behalf of our Clients, we are actively involved with the portfolio companies of the Funds in a number of capacities, including: (i) assisting in setting strategic direction and priorities; (ii) designing specific performance improvement projects; (iii) helping to identify and recruit managers; (iv) advising on acquisition and financing transactions; (v) contributing market information; and (vi) developing a targeted investor relations program. We tailor our advisory services to the stated objectives of the Funds. Limitations and restrictions on certain investments or types of investments, if any, are set forth in the operative agreements of, and/or the investment management agreements entered into with, the Funds. Wrap Fee Programs We do not participate in wrap fee programs. Assets Under Management We manage approximately $1,085,491,949 on a discretionary basis. We do not manage any assets on a non-discretionary basis.

CAPITAL Z PARTNERS MANAGEMENT, LLC

Adviser Profile

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