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Adviser Profile

As of Date 03/29/2024
Adviser Type - Large advisory firm
Number of Employees 11 -21.43%
of those in investment advisory functions 7 -12.50%
Registration SEC, Approved, 2/27/2012
AUM* 355,307,546 -7.86%
of that, discretionary 355,307,546 -7.86%
Private Fund GAV* 355,307,546 -7.86%
Avg Account Size 71,061,509 -7.86%
SMA’s No
Private Funds 5
Contact Info 205 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
490M 420M 350M 280M 210M 140M 70M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypePrivate Equity Fund Count5 GAV$355,307,546

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Brochure Summary

Overview

Firm Description New Capital Partners was founded in 2000 in Birmingham, Alabama. NCP is a private-equity firm located in Birmingham, Alabama. NCP invests in high-growth companies primarily in the Southeastern United States and Texas, and opportunistically elsewhere. NCP is currently serving as an investment adviser to five pooled-investment funds organized as limited partnerships: 1) New Capital Partners Private Equity Fund II, LP 2) New Capital Partners Private Equity Fund II-A, LP 3) New Capital Partners Private Equity Fund II-B, LP 4) New Capital Partners Private Equity Fund III, LP 5) New Capital Partners Private Equity Fund III-A, LP Each of the Funds is sometimes referred to in this Brochure individually as a “Fund” and collectively as the “Funds”. From individual limited partners, the Funds raise specific capital commitments that are called over a limited investment period of ten years. The Funds listed above may be individually referred to as “Fund II”, “Fund II-A”, “Fund II-B”, “Fund III” and “Fund III-A”, respectively. Principal Owners The principal owners of NCP are James K. Outland, serving as President of the organization and James B. Little, III, serving as Vice President and Secretary. Types of Advisory Services NCP provides advice and assistance to each Fund regarding the acquisition, management and disposition of Fund
investments and also provides general back-office support. The relationship between each Fund and NCP is set forth in a Management Agreement entered into between NCP and each Fund (the “Management Agreement”). The purpose of this brochure is to disclose information about NCP to NCP’s clients (which are the Funds). In connection with the offering of interests in each Fund, NCP has separately prepared a Confidential Private Placement Memorandum (the “PPM”) for each Fund. Persons considering whether to invest in any one or more of the Funds should have received and reviewed the applicable PPM, which sets forth in much greater detail specific information regarding the operation of, and the terms of an investment in, each Fund. 6 | P a g e Tailored Relationships The services provided by NCP to each Fund are described in the applicable PPM and in the applicable Management Agreement. While each Fund is initially structured in a manner intended to be compatible with the requirements of its possible investors, such investors do not have the ability to impose restrictions on the Fund’s investing in certain securities or types of securities. Asset Management As of March 29, 2024, NCP manages $355,307,546 of client assets on a discretionary basis and $0 of client assets on a non-discretionary basis.