Rothschild Capital Partners, LLC (“Rothschild Capital Partners” or the “Adviser”) is a Delaware limited liability company that was formed in 1997. Rothschild Capital Partners changed its name from RT Capital Management, LLC in March of 2013. Rothschild Capital Partners provides discretionary portfolio management services to: i. two private funds (each, a “Fund,” and together, “The Funds”) that are offered to high-net worth, financially sophisticated individuals, and institutional investors that may include banks or thrift institutions, investment companies, pension and profit sharing plans, trusts, estates, government plans or other business entities; and ii. individuals, charitable organizations, individual retirement accounts, and trusts in separately managed accounts (“SMAs”) (sometimes referred to individually herein as “Legacy SMAs”)1, pursuant to an investment management agreement entered into by Rothschild Capital Partners and each client; The Adviser also engages in wealth planning and consulting services, pursuant to a Financial Planning and Consulting Agreement entered into by Rothschild Capital Partners and each wealth planning and consulting client. The Adviser offers wealth planning and consulting services within its Wealth Planning Division. If a client receives wealth planning and consulting services from the Adviser, that client may or may not have an SMA with the Adviser. Prior to engaging Rothschild Capital Partners to provide any of the foregoing investment advisory services, clients are required to enter into a written agreement with Rothschild Capital Partners setting forth the terms and conditions under which Rothschild Capital Partners renders its services. In certain circumstances, the Adviser’s investment advisory services may be tailored to the individual needs of each client and clients may impose restrictions on investing in certain securities or types of securities. While we manage each Fund to achieve that Fund’s investment objective, we do not tailor our portfolio management decisions to the individual needs of any individual investor in a Fund. As a result, no investor may impose restrictions on the way we manage the Funds. The specific investment strategy of each Fund is set forth in such Fund's offering documents and the investment guidelines of each SMA is set forth in each SMA client’s investment management agreement with Rothschild Capital Partners. In addition, certain of Adviser’s Legacy SMA clients executed an operating agreement with Vance 1530 JV LLC (“Vance JV”), a private placement that consists of an income-producing commercial real estate holding and received equity interests as Members.2 The SMA clients pay the Adviser an asset-based management fee. To the

extent not included as part of the firm’s investment management services, the Adviser may charge a fixed fee for wealth planning and consulting services. The Funds pay the Adviser an asset-based management fee and allocate to the Adviser’s affiliates certain performance–based compensation. Such methods of compensation are described in Item 5 and Item 6 herein. 1 The term “Legacy SMAs” refers to SMAs, clients, and affiliates that have been associated with the Adviser in an Adviser-Client relationship (in some form) for more than one (1) year prior to December 31, 2023. 2 Rothschild Capital Partners CEO David Rothschild, and Rothschild Capital Partners former Head of Real Estate Thomas Brodie, each own 50% of Vance MM. Investment Decisions - The Funds David D. Rothschild is the principal owner of Rothschild Capital Partners and serves as its Managing Partner. David is a member of the Adviser’s Investment Committee (the “Investment Committee”). The Investment Committee includes David, Jason B. Wood (Chief Investment Officer of the Adviser), and Leonard D. Rodman (Portfolio Manager for the Adviser). The Investment Committee is responsible for the investment decisions of the Funds. The Investment Committee is not responsible for the investment decisions of the SMAs. The Adviser currently provides investment advisory services to the following two private funds:
• Rothschild Cornerstone Fund, LP (the “Rothschild Cornerstone Fund”), a Delaware limited partnership, which was created in 2003, invests primarily in equities. Rothschild Cornerstone Fund also augments its portfolio with a variety of asset classes, including short- duration bonds, exchange-traded funds, derivatives, and cash.
• Rothschild Technology Partners, LP (“Rothschild Technology Partners”), a Delaware limited partnership, was formed in 1997 and focuses primarily on investments in the technology sector. Rothschild Technology Partners is closed to new investors. Investment Decisions – SMAs Jason B. Wood, Leonard D. Rodman, John S. Dame, and Margo A. Cook are responsible for the investment decisions of the SMAs (together referred to herein as “SMA Managers”). Please see Item 8 for a more detailed discussion of the Adviser’s Methods of Analysis and Investment Strategies. Assets Under Management. As of December 31, 2023, Rothschild Capital Partners had approximately $351,295,209 in regulatory assets under management, all of which it manages on a discretionary basis. Wealth Planning and Consulting Rothschild Capital Partners offers clients a broad range of comprehensive wealth planning and consulting services within its Wealth Planning Division. These services are tailored to the individual needs of the client, but may include income planning, cash flow analysis, saving needs, future state analysis, and budgeting.