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Adviser Profile

As of Date 11/01/2024
Adviser Type - Large advisory firm
Number of Employees 7 16.67%
of those in investment advisory functions 7 16.67%
Registration SEC, Approved, 10/15/2008
AUM* 401,855,134 25.73%
of that, discretionary 394,091,930 26.04%
Private Fund GAV* 241,247,995
Avg Account Size 1,225,168 2.34%
% High Net Worth 75.61% 5.46%
SMA’s Yes
Private Funds 3
Contact Info (21 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

336M 288M 240M 192M 144M 96M 48M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count3 GAV$241,247,995

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Stck Ticker136385101 Stock NameCANADIAN NAT RES LTD $ Position$12,198,620 % Position5.00% $ Change3.00% # Change11.00%
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Stck Ticker539830109 Stock NameLOCKHEED MARTIN CORP $ Position$13,232,146 % Position5.00% $ Change-15.00% # Change2.00%
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Stck Ticker023586100 Stock NameU HAUL HOLDING COMPANY $ Position$9,226,071 % Position4.00% $ Change-5.00% # Change6.00%

Brochure Summary