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Adviser Profile

As of Date 03/28/2024
Adviser Type - Large advisory firm
Number of Employees 8 -20.00%
of those in investment advisory functions 7
Registration SEC, Approved, 03/26/2012
AUM* 220,004,622 6.48%
of that, discretionary 220,004,622 6.48%
Private Fund GAV* 111,880,080 -2.21%
Avg Account Size 11,000,231 11.81%
% High Net Worth 35.00% 5.00%
SMA’s Yes
Private Funds 3 1
Contact Info 973 xxxxxxx
Websites

Client Types

- High net worth individuals
- Banking or thrift institutions
- Investment companies
- Pooled investment vehicles
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
341M 292M 244M 195M 146M 97M 49M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count3 GAV$111,880,080

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Top Holdings

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Stck Ticker92343V104 Stock NameVERIZON COMMUNICATIONS INC $ Position$7,455,060 % Position9.00% $ Change-1.00% # Change-9.00%
Stck Ticker336433107 Stock NameFIRST SOLAR INC $ Position$6,161,168 % Position8.00% $ Change12.00% # Change1.00%
Stck Ticker125269100 Stock NameCF INDS HLDGS INC $ Position$5,405,400 % Position7.00% $ Change10.00% # Change-5.00%
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Stck Ticker747525103 Stock NameQUALCOMM INC $ Position$4,251,250 % Position5.00% $ Change-15.00% # Change0.00%

Brochure Summary