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Adviser Profile

As of Date 07/17/2026
Registration SEC, Approved, 03/26/2012
ADV Location LIVINGSTON, NJ, United States
Contact Info 973 xxxxxxx
Websites
AUM* 444,040,406 102%
of that, discretionary 444,040,406 102%
Number of Employees 7 -13%
of those in investment advisory functions 7
Private Fund GAV* 259,209,938 119%
Avg Account Size 19,306,105 76%
% High Net Worth 43.48% 24%
SMA’s Yes
Private Funds 5

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Banking or thrift institutions
- Investment companies
- Pooled investment vehicles
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

351M 301M 251M 201M 151M 100M 50M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

Count GAV
{{ TypeColumnLabel }} {{ item.FundType }} Count{{ formatCount(item.FundsCount) }} GAV{{ formatGAV(item.AUM) }}

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Top Holdings

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Stck Ticker874039100 Stock NameTAIWAN SEMICONDUCTOR MANUFAC $ Position$25,311,210 % Position14.00% $ Change40.00% # Change-1.00%
Stck Ticker934423104 Stock NameWARNER BROS DISCOVERY INC $ Position$13,455,302 % Position8.00% $ Change-3.00% # Change0.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$10,363,730 % Position6.00% $ Change24.00% # Change0.00%
Stck Ticker093712107 Stock NameBLOOM ENERGY CORP $ Position$8,990,190 % Position5.00% $ Change121.00% # Change-1.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$5,005,140 % Position3.00% $ Change14.00% # Change0.00%
Stck Ticker336433107 Stock NameFIRST SOLAR INC $ Position$6,064,172 % Position3.00% $ Change20.00% # Change0.00%
Stck Ticker92343V104 Stock NameVERIZON COMMUNICATIONS INC $ Position$5,927,600 % Position3.00% $ Change-17.00% # Change-1.00%
Stck Ticker747525103 Stock NameQUALCOMM INC $ Position$3,603,405 % Position2.00% $ Change42.00% # Change-1.00%
Stck Ticker67077M108 Stock NameNUTRIEN LTD $ Position$2,802,849 % Position2.00% $ Change-17.00% # Change-1.00%

Brochure Summary