9AT: DISCIPLINED PORTFOLIO SOLUTIONS LLC

Adviser Profile

As of Date	02/10/2026
Registration	SEC, Approved, 03/27/2012
Other registrations (1)	New York, Terminated, 04/19/2012
Contact Info	631 xxxxxxx
Websites

AUM^*	230,719,685 19%
of that, discretionary	31,863,725 12%
Number of Employees	1
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	3,910,503 13%
% High Net Worth	55.93% -2%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser GODWIN CAPITAL GROUP, LLC	Hedge Fund68.1m	Liquidity Fund-	Private Equity Fund117.1m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV185.2m	AUM1.1b	#Funds15
Adviser GIBRALTAR WEALTH MANAGEMENT, LLC	Hedge Fund4.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV4.3m	AUM212.7m	#Funds1
Adviser BRANDYWINE ASSET MANAGEMENT	Hedge Fund11.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV11.0m	AUM156.0m	#Funds1
Adviser GUIRY CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM204.3m	#Funds-
Adviser TAILWIND ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund424.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV424.7m	AUM1.7b	#Funds6
Adviser VINCIMUS CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM183.7m	#Funds-
Adviser SCG ASSET MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM158.7m	#Funds-
Adviser PROVENIO CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.6b	#Funds-
Adviser OAKRIDGE MANAGEMENT GROUP LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund23.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund14.1m	Other Fund-	Total Private Fund GAV51.5m	AUM1.4b	#Funds10
Adviser EHRENKRANZ PARTNERS L.P.	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.5b	Real Estate Fund177.8m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund5.3b	Total Private Fund GAV6.9b	AUM21.5b	#Funds54

Brochure Summary

Overview

A. Description of the Advisory Firm Disciplined Portfolio Solutions LLC is a Limited Liability Company organized in the state of New York. This firm has been in business since December 2011, and the principal owner is Philip Sparacino. B. Types of Advisory Services Disciplined Portfolio Solutions LLC (hereinafter “DPS”) offers the following services to advisory clients: Investment Supervisory Services DPS offers ongoing portfolio management services based on the individual goals, objectives, time horizon, and risk tolerance of each client. DPS creates an Investment Policy Statement for each client, which outlines the client’s current situation (income, tax levels, and risk tolerance levels) and then constructs a plan (the Investment Policy Statement) to aid in the selection of a portfolio that matches each client’s specific situation. Investment Supervisory Services include, but are not limited to, the following: • Investment strategy • Personal investment policy • Asset allocation • Asset selection • Risk tolerance • Regular portfolio monitoring DPS evaluates the current investments of each client with respect to their risk tolerance levels and time horizon. Risk tolerance levels are documented in the Investment Policy Statement, which is given to each client. Financial Planning Financial plans and financial planning may include but are not limited to: investment planning; life insurance; tax concerns; retirement planning; education planning; and debt/credit planning. Services Limited

to Specific Types of Investments DPS generally limits its money management to mutual funds, equities, bonds, fixed income, debt securities, ETFs, REITs, and government securities. DPS may use other securities as well to help diversify a portfolio when applicable. C. Client Tailored Services and Client Imposed Restrictions DPS offers the same suite of services to all of its clients. However, specific client financial plans and their implementation are dependent upon the client Investment Policy Statement which outlines each client’s current situation (income, tax levels, and risk tolerance levels) and is used to construct a client specific plan to aid in the selection of a portfolio that matches restrictions, needs, and targets. Clients may impose restrictions in investing in certain securities or types of securities in accordance with their values or beliefs. However, if the restrictions prevent DPS from properly servicing the client account, or if the restrictions would require DPS to deviate from its standard suite of services, DPS reserves the right to end the relationship. D. Wrap Fee Programs A wrap fee program is an investment program where the investor pays one stated fee that includes management fees, transaction costs, fund expenses, and any other administrative fees. DPS DOES NOT participate in any wrap fee programs. E. Amounts Under Management DPS has the following assets under management: Discretionary Amounts: Non-discretionary Amounts: Date Calculated: $20,753,095.00 $124,779,385.00 December 2022

DISCIPLINED PORTFOLIO SOLUTIONS LLC

DISCIPLINED PORTFOLIO SOLUTIONS LLC

DPS

DISCIPLINED PORTFOLIO STRATEGIES

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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DISCIPLINED PORTFOLIO SOLUTIONS LLC DISCIPLINED PORTFOLIO SOLUTIONS LLC DPS DISCIPLINED PORTFOLIO STRATEGIES

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

DISCIPLINED PORTFOLIO SOLUTIONS LLC

DISCIPLINED PORTFOLIO SOLUTIONS LLC

DPS

DISCIPLINED PORTFOLIO STRATEGIES