Adviser Profile

AUM* 9,470,778,412 93%
of that, discretionary 9,470,778,412 93%
Number of Employees 128 68%
of those in investment advisory functions 63 54%
Private Fund GAV* 0
Avg Account Size 740,657 -16%
% High Net Worth 10.19% -22%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Insurance companies
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

9B 8B 7B 5B 4B 3B 1B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker808524805 Stock NameSCHWAB STRATEGIC TR $ Position$383,796,931 % Position5.00% $ Change15.00% # Change11.00%
Stck Ticker921937835 Stock NameVANGUARD BD INDEX FDS $ Position$312,361,733 % Position4.00% $ Change39.00% # Change40.00%
Stck Ticker78464A854 Stock NameSPDR SERIES TRUST $ Position$305,076,810 % Position4.00% $ Change19.00% # Change25.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$193,732,338 % Position3.00% $ Change-5.00% # Change2.00%
Stck Ticker78468R663 Stock NameSPDR SERIES TRUST $ Position$182,903,466 % Position3.00% $ Change27.00% # Change27.00%
Stck Ticker464288588 Stock NameISHARES TR $ Position$192,161,994 % Position3.00% $ Change12.00% # Change13.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$140,745,974 % Position2.00% $ Change88.00% # Change97.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$129,742,305 % Position2.00% $ Change-16.00% # Change-11.00%
Stck Ticker464288877 Stock NameISHARES TR $ Position$153,689,970 % Position2.00% $ Change13.00% # Change9.00%
Stck Ticker464288646 Stock NameISHARES TR $ Position$109,299,833 % Position2.00% $ Change7.00% # Change7.00%

Brochure Summary