A. Description of the Advisory Firm The Investment House LLC (hereinafter “TIH”) is a Limited Liability Company organized in the state of Delaware. TIH is a SEC-registered investment advisor with its principal place of business located in Redondo Beach, California. TIH personnel meet with clients and prospective clients in- person by appointment only.
This firm has been in business since May 2012, and the owner is Timothy J. Wahl, who became the sole owner in November 2022 upon the passing of prior co-owner Jed Cohen.
B. Types of Advisory Services TIH offers the following services to advisory clients: Investment Supervisory Services TIH offers ongoing portfolio management services based on the individual needs of each client. Through personal discussions in which goals and objectives based on a client's particular circumstances, objectives and risk tolerances are established, we work with the client to develop an individual investment policy and create and manage a portfolio according to that policy. During our data-gathering process, we determine the client’s individual objectives, time horizons, risk tolerance, liquidity, and funding needs. As appropriate, we also review and discuss a client's prior investment history, as well as family composition and background. Clients are advised to promptly notify TIH if there are changes in their financial situation or investment objectives. TIH evaluates the current investments of each client with respect to their risk tolerance levels and time horizon. TIH will request discretionary authority from clients in order to select securities and execute transactions without permission from the client prior to each transaction. Mutual Fund Management TIH serves as the investment advisor to The Investment House Growth Fund (the “Growth Fund”), an open-end mutual fund registered under the Investment Company Act of 1940. TIH continuously manages the Growth Funds’ assets on a discretionary basis based on the investment goals and objectives as outlined in the Fund’s prospectus. Interested investors should refer to the Growth Fund’s prospectus and statement of additional Information (“SAI”) for important information regarding objectives, investment, time-horizon, risks, fees and additional disclosures before investing. The prospectus and SAI and other documents are available at www.tihfunds.com or by calling (888) 456-9518. Please read the prospectus and SAI carefully before you invest. The Investment House Growth Fund is distributed by Ultimus Fund Distributors, LLC. Private Fund Management TIH serves as the investment adviser to unaffiliated private funds (“Private Funds”). TIH continuously manages the funds’ assets on a discretionary basis based on the investment goals and objectives as outlined in each Private Fund’s offering documents. Prospective investors for the Private Funds are provided with a confidential offering memorandum and other documentation that detail the investment objectives, risks, fees, and other important information about the selected Private Fund. It is important that each potential qualified investor fully read the offering materials prior to investing. One of the Private Fund’s managed by TIH is Mercury Partners L.P., whose general partner, GSG

Capital Advisors, LLC, is majority owned by Glenn Goodstein, who is an investment adviser representative (“IAR”) of TIH. Due to this ownership, a conflict exists since Mr. Goodstein receives certain management fees and other incentive amounts from this Private Fund and will benefit directly from investments in the Fund. Please refer to Items 5, 6, 8, & 10 for further disclosures regarding the Mercury Partners L.P., including investment strategy, associated fees and conflicts. Please also refer to Mr. Goodstein’s Form ADV Part 2B for additional disclosures. More information on the Private Funds also can be found in our ADV Part 1A which can be obtained by accessing the SEC's investment adviser public information site at www.adviserinfo.sec.gov. Services Limited to Specific Types of Investments TIH generally limits its investment management advice to affiliated and non-affiliated mutual funds, equities, options, bonds, fixed income, debt securities, ETFs, real estate investment trust (“REITs”), U.S. government securities, and the Private Funds Only certain clients that meet specific qualification standards will receive recommendations on investing in any Private Fund. Clients receiving recommendations will receive offering documents (e.g., private placement memorandums, subscription agreements etc.) that outline, among other things, the investment objectives, risks and associated fees of the recommended Private Fund. It is important that clients read all offering documents received prior to investing to fully understand the types of investments, fees, risks, and conflicts that pertain to each such investment. Please refer to Items 5, 6, 8, 10, & 12 for further information on these types of investments, including the associated risks and conflicts. C. Client Tailored Services and Client Imposed Restrictions TIH offers the same suite of services to all its clients. However, specific client financial plans and their implementation are dependent upon the client’s individual investment policy which outlines each client’s current situation (income, tax levels, and risk tolerance levels) and is used to construct a client specific plan to aid in the selection of a portfolio that matches restrictions, needs, and targets. Clients may impose restrictions in investing in certain securities or types of securities in accordance with their values or beliefs. However, if the restrictions prevent TIH from properly servicing the client account, or if the restrictions would require TIH to deviate from its standard suite of services, TIH reserves the right to end the relationship. With respect to the Private Funds, TIH manages each Private Fund’s assets based on the specific investment objectives and restrictions of the Private Fund, as outlined in each Fund’s offering documents, rather than on the specific needs and objectives of the individual investors in the Private Funds. D. Wrap Fee Programs A wrap fee program is an investment program where the investor pays one stated fee that includes management fees, transaction costs, fund expenses, and any other administrative fees. TIH DOES NOT participate in any wrap fee programs. E. Amounts Under Management As of 12/31/2023, TIH was actively managing approximately $1, 621 million of client assets.