9AT: POINT BREAK CAPITAL MANAGEMENT LLC

Adviser Profile

As of Date	05/08/2026
Registration	SEC, Approved, 07/10/2012
ADV Location	MIAMI, FL, United States
Contact Info	786 xxxxxxx
Websites

AUM^*	2,038,408,736 28%
of that, discretionary	2,038,408,736 28%
Number of Employees	11
of those in investment advisory functions	11
Private Fund GAV^*	2,038,408,736 26%
Avg Account Size	2,038,408,736 28%
SMA’s	No
Private Funds	2 1

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- Fixed fees (other than subscription fees)

	Count	GAV
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Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser CIM CAPITAL, LLC	Hedge Fund2.6b	Liquidity Fund-	Private Equity Fund5.0b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV7.7b	AUM2.7b	#Funds9
Adviser RAM ACTIVE INVESTMENTS S.A.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.4b	#Funds-
Adviser BROAD BAY CAPITAL MANAGEMENT LP	Hedge Fund186.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV186.7m	AUM1.9b	#Funds3
Adviser ALPHAQUEST LLC	Hedge Fund189.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV189.4m	AUM31.4m	#Funds2
Adviser FCO ADVISORS LP	Hedge Fund268.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV268.2m	AUM1.3b	#Funds3
Adviser GREENSLEDGE ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.3b	#Funds-
Adviser HEIN PARK CAPITAL MANAGEMENT LP	Hedge Fund1.9b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.9b	AUM1.9b	#Funds5
Adviser DARK FOREST CAPITAL MANAGEMENT LP	Hedge Fund2.4b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.4b	AUM2.4b	#Funds3
Adviser AVENTAIL CAPITAL GROUP, LP	Hedge Fund1.3b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.3b	AUM2.6b	#Funds9
Adviser POLITAN CAPITAL MANAGEMENT	Hedge Fund855.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV855.7m	AUM855.7m	#Funds3

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker12769G100	Stock NameCAESARS ENTERTAINMENT INC NE	$ Position$27,313,846	% Position31.00%	$ Change13.00%	# Change0.00%
Stck Ticker14040H105	Stock NameCAPITAL ONE FINL CORP	$ Position$11,201,749	% Position13.00%	$ Change-40.00%	# Change-20.00%
Stck Ticker67066G104	Stock NameNVIDIA CORPORATION	$ Position$10,340,874	% Position12.00%	$ Change-29.00%	# Change-24.00%
Stck Ticker30303M102	Stock NameMETA PLATFORMS INC	$ Position$8,216,931	% Position9.00%	$ Change65.00%	# Change91.00%
Stck Ticker78462F103	Stock NameSTATE STR SPDR S&P 500 ETF T	$ Position$7,153,740	% Position8.00%	$ Change	# Change
Stck Ticker874039100	Stock NameTAIWAN SEMICONDUCTOR MANUFAC	$ Position$7,193,942	% Position8.00%	$ Change-15.00%	# Change-24.00%
Stck Ticker023135106	Stock NameAMAZON COM INC	$ Position$4,596,935	% Position5.00%	$ Change-21.00%	# Change-12.00%
Stck Ticker594918104	Stock NameMICROSOFT CORP	$ Position$3,713,545	% Position4.00%	$ Change-42.00%	# Change-24.00%
Stck Ticker532457108	Stock NameELI LILLY & CO	$ Position$2,684,809	% Position3.00%	$ Change-34.00%	# Change-23.00%
Stck Ticker458140100	Stock NameINTEL CORP	$ Position$1,738,722	% Position2.00%	$ Change	# Change

Brochure Summary

Overview

Adviser’s Advisory Business Point Break provides discretionary investment management services to Point Break Capital L.P., a Cayman Islands exempted limited partnership (the “Partnership”, the “Client” or the “Fund”), the limited partners of which are a small group of high net-worth individuals and sophisticated investors. Point Break was established in February 2012 and is owned by Alexandre Pérez. The Partnership is currently the only client of Point Break. Mr. Pérez is also a minority shareholder of the Partnership’s general partner, Point Break Capital GP Ltd (the “General Partner”). Types of Advisory Services Point Break manages investments for the Partnership on a discretionary basis and seeks to achieve absolute returns by managing and executing its own investment strategies. Point Break typically invests the Partnership’s assets in equities and fixed income securities, including emerging market sovereign and corporate bonds. From time to time,

it expresses macroeconomic views through interest rates, foreign exchange and credit derivatives. Public and private equity and equity-linked products are also used in the portfolio. There is no assurance that the investment decisions made by Point Break will generate positive returns for the Partnership. Point Break may significantly change its investment strategy without seeking the prior consent of the Partnership or its General Partner. Investment Restrictions The Partnership may impose restrictions on investments in certain securities or types of securities. Point Break retains the right to terminate any investment management agreement if it believes that the investment restrictions requested are inconsistent with Point Break’s investment strategy and methodology. Assets under Management Point Break manages client assets on a discretionary basis only and had approximately $1,597,463,000.00 of regulatory assets under management as of December 31, 2023.

POINT BREAK CAPITAL MANAGEMENT LLC

POINT BREAK CAPITAL MANAGEMENT LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Top Holdings

Brochure Summary

Overview

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POINT BREAK CAPITAL MANAGEMENT LLC POINT BREAK CAPITAL MANAGEMENT LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Top Holdings

Brochure Summary

Overview

POINT BREAK CAPITAL MANAGEMENT LLC

POINT BREAK CAPITAL MANAGEMENT LLC