T.O.S. Advisors, LLC (hereafter “T.O.S. Advisors,” “TOS Advisors,” “T.O.S.,” “TOS,” “we,” “our,” “us,”) is an investment manager formed in May 2012 and is organized as a limited liability company under the laws of Texas. T.O.S. Advisors has its principal place of business in Houston Texas. T.O.S. Advisors is currently owned by Ricardo L. Nazario, Raymond DiNunzio, and Alejandro R. Nazario. T.O.S. Advisors provides wealth management and family office services to its clients on a discretionary and non-discretionary basis and wealth management services are tailored to the individual needs of clients consistent with the investment objectives and guidelines described in each client’s respective Consulting Agreement. As such, clients have the opportunity to impose restrictions and guidelines by negotiating the terms of the Consulting Agreement. T.O.S. Advisors is an independent advisory firm that provides outsourced family office services to a select number of individuals and their family members, family foundations and trusts, and independent foundations and endowments (each, a “Client” and collectively, the “Clients”). Clients typically have minimum wealth in excess of $40 million. T.O.S. Advisors does not, however, have a stated minimum level of assets to initiate an engagement. T.O.S. Advisors functions as its Clients’ outsourced family office team aggregating financial data, implementing systems to organize data, preparing financial reports, streamlining technology updates and providing independent customized advice. Although T.O.S. Advisors’ Clients all benefit from shared resources, each situation is unique. T.O.S. Advisors’ approach is to work with each Client in order to understand that Client’s complete financial picture in a holistic manner and then mutually agree with the Client on a wealth management plan. The wealth management plan is customized for each Client and will incorporate a selection of managers T.O.S. Advisors believes are the most talented across a wide universe of choices, encompassing all sectors of the market, all geographies and all liquidity spectrums. Under the wealth management plan, T.O.S. Advisors creates a structured process that prioritizes and addresses the most important issues for each Client. T.O.S. Advisors’ investment philosophy aims to preserve capital, reduce volatility and increase long-term purchasing power. T.O.S. Advisors’ approach includes the following: ■ Asset allocation with broad asset class diversification ■ Access to investment managers ■ Due

diligence ■ Liquidity management ■ Investment implementation advice and support ■ Integration of legal, governance, and other factors that impact financial results Based on the management plan designed by T.O.S. Advisors and each Client, T.O.S. Advisors may advise the Client to invest in one or more Portfolios, each of which has a specific investment objective. As a result, a Client may be invested through the Portfolios across an array of asset classes with investment management teams that T.O.S. Advisors believes are top-tier in their sectors. Through the management of the plan, T.O.S. Advisors will seek to achieve several important benefits for Clients, including: diversification, access to top-tier investment managers, streamlined operations and consolidated performance reporting, and financial and tax reporting assistance with a Client’s other advisors. As of December 31, 2022, T.O.S. Advisors had approximately $272,308,596 in regulatory assets under management, of which $83,390,467 was managed on a discretionary basis and $188,918,129 was managed on a non-discretionary basis. Additionally, T.O.S. Advisors had $1,353,504,760 in assets under advisement. Additionally, T.O.S. Advisors may provide some or all of the following services to its clients:
• Create and implement a comprehensive financial strategy for clients and their family, including an accompanying Investment Policy Statement (“IPS”);
• Identify in the IPS each client’s financial objectives and outline investment parameters and benchmarks;
• Organize and implement an asset allocation strategy built around the objectives, parameters, and benchmarks as indicated in the IPS;
• Choose the underlying types of investments and the asset classes that make up the asset allocation strategy;
• Research, identify and source third-party investment managers (“Investment Managers”) to carry out investment management functions consistent with the asset allocation strategy;
• Select and periodically replace Investment Managers as necessary to adhere to each client’s IPS;
• Conduct ongoing due diligence and monitoring of selected Investment Managers with an emphasis on the tax ramifications of the various options; and
• Coordinate the relationship and communications between clients or their designated representatives and any other external financial service providers used by clients. T.O.S. Advisors may also provide, as requested by clients, financial education regarding wealth management to members of each client’s family.