Adviser Profile

As of Date 03/27/2026
Registration SEC, Approved, 10/01/2012
ADV Location CHICAGO, IL, United States
Contact Info 312 xxxxxxx
Websites
AUM* 2,275,902,104 29%
of that, discretionary 2,274,576,000 29%
Number of Employees 27 8%
of those in investment advisory functions 24 14%
Private Fund GAV* 0
Avg Account Size 606,422 8%
% High Net Worth 45.96% 10%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

2B 2B 2B 1B 975M 650M 325M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Brochure Summary