9AT: PALLADIN CONSUMER RETAIL PARTNERS, LLC

other names

PALLADIN CONSUMER RETAIL PARTNERS, LLC
PALLADIN CAPITAL GROUP INC. (RELYING ADVISER)
PALLADIN PARTNERS GP, LLC (RELYING ADVISER)
PALLADIN INVESTMENTS LLC (RELYING ADVISER)
PALLADIN CAPITAL GROUP, LLC

Adviser Profile

As of Date	05/06/2025
ADV Location	BOSTON, MA, United States
Adviser Type - Large advisory firm
Number of Employees	10 25%
of those in investment advisory functions	9 29%
Registration	SEC, Approved, 01/02/2013

AUM^*	593,030,965 56%
of that, discretionary	593,030,965 56%
Private Fund GAV^*	616,883,082 8%
Avg Account Size	37,064,435 27%
SMA’s	No
Private Funds	16 3
Contact Info	617 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypePrivate Equity Fund	Count16	GAV$616,883,082

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser FORTITUDE FAMILY OFFICE	Hedge Fund-	Liquidity Fund-	Private Equity Fund76.2m	Real Estate Fund48.9m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV125.1m	AUM741.7m	#Funds2
Adviser TRGP INVESTMENT PARTNERS, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund468.2m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV468.2m	AUM471.3m	#Funds11
Adviser SHOREHILL CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund480.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV480.0m	AUM480.0m	#Funds2
Adviser PERMANENT EQUITY MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund464.9m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV464.9m	AUM464.9m	#Funds3
Adviser FIRMAMENT CAP ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund277.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV277.8m	AUM277.8m	#Funds2
Adviser BASIN OIL AND GAS MANAGEMENT, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund482.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV482.4m	AUM482.4m	#Funds5
Adviser LATTICEWORK CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund671.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV671.4m	AUM671.4m	#Funds9
Adviser TRP CAPITAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund118.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV118.7m	AUM94.2m	#Funds12
Adviser WAVE EQUITY PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund380.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund176.1m	Other Fund-	Total Private Fund GAV732.9m	AUM516.8m	#Funds19
Adviser NEW CAPITAL PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund614.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV614.8m	AUM614.8m	#Funds5

Brochure Summary

Overview

A: Firm Description Palladin Consumer Retail Partners, LLC, formerly known as Palladin Capital Group, LLC, is a Delaware limited liability company formed on March 16, 2012, and is wholly owned by Mark J. Schwartz and entities affiliated with Mr. Schwartz. Palladin Capital Group, Inc., (referred to herein collectively with Palladin Consumer Retail Partners, LLC, as “Palladin”) is a Delaware corporation formed on August 13, 1997, and is wholly owned by Mark J. Schwartz. B: Types of Advisory Services Palladin currently provides investment advisory services on a discretionary and non- discretionary basis to private pooled investment vehicles not registered under the Investment Company Act of 1940, as amended (the “Funds”). References throughout this brochure to “a Fund” or “Funds” are generally intended to cover any existing or future private fund advised or sponsored by Palladin, including any co-investment vehicles. C: Tailored Services Investments in the Funds are managed in accordance with the applicable Fund’s strategy and guidelines set forth in the

relevant Fund documents and are generally not managed based upon the particular interests of an investor. Accordingly, investors must consider whether the Fund meets their investment objectives and tolerance prior to investing. Information about the Funds, including any relevant restrictions, can be found in the Fund offering documents, which are only provided to qualified current and prospective investors through Palladin or another authorized party. Additionally, Palladin provides services, such as monitoring, to portfolio companies held in private pooled investment vehicles to the extent set forth in the relevant limited partnership agreement. Clients are typically not permitted to impose restrictions on investing in certain securities or types of securities, unless an exception is agreed upon by Palladin in writing. D: Wrap Fee Programs Palladin does not participate in any wrap fee programs. E: Client Assets Under Management As of December 31, 2023, Palladin managed approximately $546,197,247 in regulatory assets under management, all on a discretionary basis.

PALLADIN CONSUMER RETAIL PARTNERS, LLC

Adviser Profile

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Compensation Arrangments

Reported AUM

Private Funds

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