Adviser Profile

As of Date 04/03/2026
Registration SEC, Approved, 02/07/2013
Other registrations (2)
ADV Location PALM DESERT, CA, United States
Contact Info 760 xxxxxxx
Websites
AUM* 822,156,813 26%
of that, discretionary 811,526,976 26%
Number of Employees 9 -10%
of those in investment advisory functions 5 25%
Private Fund GAV* 0
Avg Account Size 1,001,409 12%
% High Net Worth 56.44% -6%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Other investment advisers
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions

Reported AUM

812M 696M 580M 464M 348M 232M 116M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

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Stck Ticker922908744 Stock NameVANGUARD INDEX FDS $ Position$47,095,109 % Position8.00% $ Change13.00% # Change2.00%
Stck Ticker808524854 Stock NameSCHWAB STRATEGIC TR $ Position$44,093,738 % Position7.00% $ Change9.00% # Change10.00%
Stck Ticker808524862 Stock NameSCHWAB STRATEGIC TR $ Position$44,970,680 % Position7.00% $ Change8.00% # Change8.00%
Stck Ticker808524300 Stock NameSCHWAB STRATEGIC TR $ Position$39,542,082 % Position6.00% $ Change18.00% # Change2.00%
Stck Ticker808524805 Stock NameSCHWAB STRATEGIC TR $ Position$25,168,389 % Position4.00% $ Change14.00% # Change2.00%
Stck Ticker78464A664 Stock NameSPDR SERIES TRUST $ Position$18,895,751 % Position3.00% $ Change13.00% # Change13.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$20,905,099 % Position3.00% $ Change1.00% # Change-11.00%
Stck Ticker46434G764 Stock NameISHARES INC $ Position$17,029,386 % Position3.00% $ Change24.00% # Change-5.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$10,491,668 % Position2.00% $ Change24.00% # Change0.00%
Stck Ticker46429B747 Stock NameISHARES TR $ Position$10,665,606 % Position2.00% $ Change # Change

Brochure Summary