9AT: FUND DIRECT ADVISORS INC.

Adviser Profile

As of Date	03/05/2026
Registration	SEC, Approved, 04/05/2013
ADV Location	GREENSBORO, NC, United States
Contact Info	336 xxxxxxx
Websites

AUM^*	593,000,000 -2%
of that, discretionary	50,000,000 11%
Number of Employees	4
of those in investment advisory functions	3 -25%
Private Fund GAV^*	0
Avg Account Size	3,801,282 1%
% High Net Worth	15.72% 26%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser SAGEVIEW ADVISORY GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM37.5b	#Funds-
Adviser GOVERNMENT PORTFOLIO ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM35.1b	#Funds-
Adviser INSTITUTIONAL CAPITAL MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM605.0m	#Funds-
Adviser SKYVIEW INVESTMENT ADVISORS, LLC	Hedge Fund139.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund425.0k	Other Fund-	Total Private Fund GAV140.0m	AUM8.3b	#Funds9
Adviser IRONSHORE FINANCIAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.4b	#Funds-
Adviser ONEAMERICA INVESTMENT ADVISORY SERVICES LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM5.1b	#Funds-
Adviser CAPITAL RESEARCH & CONSULTING LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM6.0b	#Funds-
Adviser NEWPORT GROUP SECURITIES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM23.0b	#Funds-
Adviser BISON CREEK WEALTH MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM317.3m	#Funds-
Adviser PINNACLE PENSION CONSULTANTS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.2b	#Funds-

Brochure Summary

Overview

FDA is an SEC Registered Investment Advisor with its principal place of business located in Greensboro, North Carolina. In this brochure the words, “Client”, “Client’s”, “Clients”, “Clients’ “may be used to refer to Clients that are: Individuals, High Net Worth Individuals, Profit Sharing Plans, Government Pension Plans, For-Profit Pension Plans, Non-Profit Pension Plans, 401(k) Plans, 403 (b) Plans, 457 Plans. However, information applicable to only the aforementioned plans, as described in the Brochure, does not apply to Clients who are Individuals or High Net Worth Individuals. For Clients that are retirement plans, FDA provides advisory and consulting services for Client retirement plans on mutual funds investment selection and provides on going mutual fund manager monitoring for each Client’s plan. Each Client’s plan investments are made in mutual funds and the individual funds are managed by mutual funds personnel. The mutual funds selected for each Client’s plan are determined by consultations between the Client’s plan sponsor and FDA. FDA also provides advisory and consulting services for Clients who are individuals or high net worth individuals. These types of

Clients’ investments are made in mutual funds, ETF’s and, upon request, individual stocks and bonds. FDA uses FI360 Software to help screen, select and monitor these investments utilizing the FI360 scoring methodology. Investments are monitored on a quarterly basis as updates are made available on the FI360 Software. Four different models have been created utilizing Mutual Funds and ETFs with an emphasis on diversification and varying market and interest rate risk to match the client’s time horizon and risk tolerance. FDA works on a retained, ongoing basis and may also be engaged to perform project work such as mutual fund searches, fiduciary studies, allocation studies, and expense studies for its Clients. Listed below are the firm’s principal shareholders (i.e., those individuals and /or entities controlling 25% or more of FDA). Charles Christopher Stanley, Chief Executive Officer William Elbert Stanley III, President AMOUNT OF MANAGED ASSETS As of 12/31/22, Fund Direct Advisors was managing on a non-discretionary basis $450,000,000 of Clients’ assets. The firm was also managing on a discretionary basis $50,000,000 of client’s assets.

FUND DIRECT ADVISORS INC.

FUND DIRECT ADVISORS INC.

STANLEY INVESTMENT ADVISORS INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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FUND DIRECT ADVISORS INC. FUND DIRECT ADVISORS INC. STANLEY INVESTMENT ADVISORS INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

FUND DIRECT ADVISORS INC.

FUND DIRECT ADVISORS INC.

STANLEY INVESTMENT ADVISORS INC.