Adviser Profile

As of Date 03/19/2026
Registration SEC, Approved, 08/27/2013
ADV Location CLEARWATER, FL, United States
Contact Info 727 xxxxxxx
Websites
AUM* 901,606,202 18%
of that, discretionary 899,372,003 20%
Number of Employees 10 -9%
of those in investment advisory functions 9
Private Fund GAV* 0
Avg Account Size 459,066 21%
% High Net Worth 49.20% 8%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

899M 771M 642M 514M 385M 257M 128M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker72201R833 Stock NamePIMCO ETF TR $ Position$4,595,096 % Position7.00% $ Change-90.00% # Change-90.00%
Stck Ticker81369Y605 Stock NameSELECT SECTOR SPDR TR $ Position$2,647,630 % Position4.00% $ Change-92.00% # Change-93.00%
Stck Ticker78464A763 Stock NameSPDR SERIES TRUST $ Position$2,577,834 % Position4.00% $ Change-91.00% # Change-92.00%
Stck Ticker025072109 Stock NameAMERICAN CENTY ETF TR $ Position$2,623,003 % Position4.00% $ Change-92.00% # Change-92.00%
Stck Ticker19762B202 Stock NameCOLUMBIA ETF TR II $ Position$2,591,855 % Position4.00% $ Change-92.00% # Change-93.00%
Stck Ticker33738R118 Stock NameFIRST TR EXCHANGE TRADED FD $ Position$2,522,258 % Position4.00% $ Change-90.00% # Change-91.00%
Stck Ticker33738D309 Stock NameFIRST TR EXCHANGE-TRADED FD $ Position$2,911,188 % Position4.00% $ Change-92.00% # Change-92.00%
Stck Ticker46137V506 Stock NameINVESCO EXCHANGE TRADED FD T $ Position$2,633,913 % Position4.00% $ Change-90.00% # Change-91.00%
Stck Ticker47103U845 Stock NameJANUS DETROIT STR TR $ Position$2,928,957 % Position4.00% $ Change-92.00% # Change-92.00%
Stck Ticker46641Q837 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$2,152,974 % Position3.00% $ Change-87.00% # Change-87.00%

Brochure Summary