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Adviser Profile

As of Date 05/09/2024
Adviser Type - Large advisory firm
Number of Employees 2
of those in investment advisory functions 2
Registration SEC, Approved, 10/1/2013
AUM* 808,014,423 -44.91%
of that, discretionary 808,014,423 -44.91%
Private Fund GAV* 638,261,368 -55.79%
Avg Account Size 73,455,857 -59.94%
SMA’s No
Private Funds 10 2
Contact Info 972 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
1B 1B 1B 838M 629M 419M 210M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeOther Private Fund Count10 GAV$638,261,368

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Brochure Summary

Overview

The Adviser is a private firm located in Plano, Texas. The Adviser provides investment advisory services on a discretionary basis to private investment vehicles for the purpose of acquiring, managing and optimizing oil and natural gas properties, and currently consists of eleven private investment funds, Urban Oil and Gas Partners A, LP, Urban Oil and Gas Partners A-1, LP, Urban Oil and Gas Partners B, LP, Urban Oil and Gas Partners B-1, LP, Urban Oil and Gas Partners C, LP, Urban Oil and Gas Partners C-1, LP, Urban Oil and Gas Partners D, LP, Urban Oil and Gas Partners D-1, LP, Urban Oil and Gas Partners E, LP, Urban Oil and Gas Partners E-1, LP, and UOG ABS Issuer I, LLC .(each, a “Fund”, and together, the “Funds”) 1 In connection with sponsoring a Fund, the general partner (the “General Partner”) or manager (“Manager”) of the Fund delegates to the Adviser responsibility for management, operation, and control of the investment and trading activities of the Fund, to the fullest extent permitted by law and the governing documents of the Fund, subject to the supervision and decision-making power of the General Partner or Manager. The Adviser was formed in 2013. The Funds are managed by the two principals of the Adviser, consisting of Mrs. Bonnie C. Shea and Mr. Matthew T. Kirby (collectively, the “Principals”). The Adviser’s investment review team has extensive experience in managing direct investments in oil and gas on behalf of high net worth and institutional investors throughout the U.S. The Principals and the investment team have a long-standing professional relationship that extends beyond Urban Oil and Gas as a number of senior personnel have worked together in various capacities prior to UOG. Investment advisory services include establishing each Fund's investment objective and selecting direct oil and gas investments according to each Fund's specific investment strategy, as described in the applicable Fund’s investment memorandum
(if any) and governing documents (collectively, the “Offering Documents”). The investment activity of the Adviser generally focuses on acquisitions that may provide the following: (i) Diversification; (ii) Capital Preservation; and (iii) Capital Appreciation. The Investors may not restrict investments by the Funds in any capacity beyond the Offering Documents, and except in limited circumstances, Investors are not permitted to withdraw from a Fund prior to the Fund’s dissolution. Interests in the Funds are not registered under the U.S. Securities Act of 1933, as amended (the “Securities Act”), and the Funds are not registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”). Accordingly, interests in the Funds are offered and sold exclusively to Investors satisfying the applicable eligibility and suitability requirements, for private transactions within the United States. 1 As an SEC-registered investment adviser, the Adviser owes a fiduciary duty to all of its clients. In 2006, the decision by the Court of Appeals for the D.C. Circuit in Goldstein v. SEC, 451 F.3d 873 (D.C. Cir. June 23, 2006), with respect to private funds, clarified that the “client” of an investment adviser to a private fund is the fund itself and not an investor in the fund. For purposes of this Brochure, the terms “Fund” or “Funds,” refer to the advisory clients of the Adviser. All discussion of the Funds in this Brochure, including but not limited to their investments, the strategies used in managing the Funds, and conflicts of interest faced by the Adviser in connection with the management of the Funds are qualified in their entirety by reference to each Fund’s respective Offering Documents. The Adviser does not participate in wrap fee programs. As of December 31, 2023, the Adviser managed $789,845,550 in discretionary assets. The Adviser does not currently manage assets on a non-discretionary basis.