9AT: EQUILIBRIUM CAPITAL INVESTMENT MANAGEMENT , LLC

other names

EQUILIBRIUM CAPITAL INVESTMENT MANAGEMENT , LLC

Adviser Profile

As of Date	03/19/2025
ADV Location	PORTLAND, OR, United States
Adviser Type - Large advisory firm
Number of Employees	22 -51%
of those in investment advisory functions	5 -75%
Registration	SEC, Approved, 06/08/2015

AUM^*	773,411,401 -47%
of that, discretionary	773,411,401 -47%
Private Fund GAV^*	773,411,401 -34%
Avg Account Size	193,352,850 -47%
SMA’s	No
Private Funds	4
Contact Info	971 xxxxxxx

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeOther Private Fund	Count4	GAV$773,411,401

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser RUNWAY GROWTH CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund131.5m	Total Private Fund GAV131.5m	AUM1.4b	#Funds1
Adviser URBAN FUND MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund474.2m	Total Private Fund GAV474.2m	AUM785.0m	#Funds12
Adviser MASLOW WEALTH ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.1b	#Funds-
Adviser MARITIME PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund3.1b	Total Private Fund GAV3.1b	AUM3.1b	#Funds7
Adviser SYON CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund3.9m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund12.7m	Other Fund-	Total Private Fund GAV29.2m	AUM2.9b	#Funds5
Adviser ALBION FINANCIAL GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund5.8m	Total Private Fund GAV5.8m	AUM1.9b	#Funds3
Adviser RANGER INVESTMENT MANAGEMENT,L.P.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund44.6m	Total Private Fund GAV44.6m	AUM1.6b	#Funds1
Adviser GLOBAL IMC LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund445.1m	Total Private Fund GAV445.1m	AUM1.4b	#Funds2
Adviser NEWPORT ASIA LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund164.6m	Total Private Fund GAV164.6m	AUM164.6m	#Funds4
Adviser ARGOS CAPITAL PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund708.7m	Total Private Fund GAV708.7m	AUM2.6b	#Funds6

Brochure Summary

Overview

Who we are. Equilibrium Capital Investment Management, LLC (“ECIM”) is an SEC-registered investment adviser with its principal place of business in Portland, Oregon. (ECIM’s registration with the SEC does not imply any particular level of skill or training by our firm or employees or that the SEC has endorsed our respective qualifications to provide investment advisory services.) ECIM has been in business since 2015 and our parent company, Equilibrium Capital Group, LLC, has been in business since 2007. ECIM is wholly-owned by Equilibrium Capital Group, LLC. Equilibrium Capital Group, LLC and its affiliates (collectively “Equilibrium”) provide a global asset management platform of sustainability-driven real assets and resource management strategies. We are part of Equilibrium. Sustainability is at our core. What services we offer. We offer advisory services solely to Equilibrium entities who need registered investment advisor management services. Those entities are typically funds, and may also be companies, project pools, or multi-strategy collections of such pools related to that platform (collectively, “our clients”). For our clients, we perform in-depth due diligence regarding

investments, investment structures, prices, and purchases and sales in client portfolios and provide strategic operating and financial advice. How we tailor our services. Our advisory and other support services are supplied consistently with the investment thesis, underwriting standards, investment objectives, and goals of our client. Wrap Fee Accounts. We don’t provide wrap fee programs. Assets we Manage. As of December 31, 2023, we advise a total of $1,180,749,835 in assets on a discretionary basis. The decisions about what gets bought, and sold, are in all cases in the hands of our client-specific investment committee, which is typically named in the client’s offering documents. IMPORTANT ADDITIONAL CONSIDERATIONS: Our clients are the Equilibrium entities – not their investors. Investors in Equilibrium entities, such as funds or project pools or companies, should look to the detailed information provided in each Fund’s offering and organizational documents, and be aware of the substantial risks associated with investment as well as the terms applicable to such investment. This and other detailed information are provided in the appropriate Fund offering and organizational documents.

EQUILIBRIUM CAPITAL INVESTMENT MANAGEMENT , LLC

Adviser Profile

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview