Adviser Profile

As of Date 12/25/2025
Registration status Terminated
ADV Location LARKSPUR, CA, United States
Contact Info 415 xxxxxxx
Websites
AUM* 995,138,314 -68%
of that, discretionary 995,138,314 -68%
Number of Employees 4 -80%
of those in investment advisory functions 4 -50%
Private Fund GAV* 0 -100%
Avg Account Size 90,467,119 -27%
% High Net Worth 7.69% 100%
SMA’s Yes
Private Funds 0 2

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

28B 24B 20B 16B 12B 8B 4B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025
Discretionary
Non-discretionary

Private Funds

Employees

Brochure Summary