Adviser Profile

AUM* 1,007,573,360 39%
of that, discretionary 995,643,097 37%
Number of Employees 18
of those in investment advisory functions 11 -15%
Private Fund GAV* 0
Avg Account Size 243,023 27%
% High Net Worth 21.63% 35%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

996M 853M 711M 569M 427M 284M 142M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Adviser Hedge Fund Liquidity Fund Private Equity Fund Real Estate Fund Securitized Asset Fund Venture Capital Fund Other Fund Total Private Fund GAV AUM #Funds
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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker46654Q724 Stock NameJPMORGAN HEDGED EQUITY LADDERED OVERLAY ETF $ Position$61,802,520 % Position8.00% $ Change-4.00% # Change1.00%
Stck Ticker33740U703 Stock NameFT VEST LADDERED DEEP BUFFER ETF $ Position$56,210,084 % Position7.00% $ Change0.00% # Change1.00%
Stck Ticker464287671 Stock NameISHARES CORE S&P U.S. GROWTH ETF $ Position$52,791,674 % Position7.00% $ Change-5.00% # Change1.00%
Stck Ticker78464A763 Stock NameSTATE STREET SPDR S&P DIVIDEND ETF $ Position$42,530,013 % Position5.00% $ Change-4.00% # Change0.00%
Stck Ticker922908751 Stock NameVANGUARD SMALL-CAP ETF $ Position$37,687,138 % Position5.00% $ Change-4.00% # Change0.00%
Stck Ticker664925708 Stock NameESSENTIAL 40 STOCK ETF $ Position$33,264,507 % Position4.00% $ Change-3.00% # Change0.00%
Stck Ticker46434G764 Stock NameISHARES MSCI EMERGING MARKETS EX CHINA ETF $ Position$28,873,851 % Position4.00% $ Change-13.00% # Change-11.00%
Stck Ticker464287200 Stock NameISHARES CORE S&P 500 ETF $ Position$26,904,372 % Position3.00% $ Change37.00% # Change45.00%
Stck Ticker092528603 Stock NameISHARES FLEXIBLE INCOME ACTIVE ETF $ Position$26,820,972 % Position3.00% $ Change-4.00% # Change-3.00%
Stck Ticker46434V613 Stock NameISHARES CORE TOTAL USD BOND MARKET ETF $ Position$25,772,188 % Position3.00% $ Change4.00% # Change5.00%

Brochure Summary