9AT: FIRST SENTIER INVESTORS (UK) FUNDS LIMITED

other names

FIRST SENTIER INVESTORS (UK) FUNDS LIMITED
STEWART INVESTORS
FIRST STATE INVESTMENTS (UK) LIMITED
FSSA

Adviser Profile

As of Date	03/31/2026
Registration	SEC, Approved, 05/27/2014
ADV Location	LONDON, United Kingdom
Contact Info	44- xxxxxxx
Websites

AUM^*	11,867,570,451 -35%
of that, discretionary	11,867,570,451 -35%
Private Fund GAV^*	45,797,316 -90%
Avg Account Size	698,092,379 -5%
SMA’s	No
Private Funds	1 1

Adviser Type

- Large advisory firm
- Outside the United States

Number of Employees 314 -15%

of those in investment advisory functions 50 -28%

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management

SEC Fund Type	Count	GAV
Fund TypeOther Private Fund	Count1	GAV$45,797,316

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser PEMBERTON CAPITAL ADVISORS LLP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund922.0m	Total Private Fund GAV922.0m	AUM25.1b	#Funds5
Adviser COMGEST ASSET MANAGEMENT INTERNATIONAL LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund9.7b	Total Private Fund GAV9.7b	AUM13.7b	#Funds23
Adviser T. ROWE PRICE JAPAN, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM24.1b	#Funds-
Adviser BARING INTERNATIONAL INVESTMENT LTD	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund1.7b	Total Private Fund GAV1.7b	AUM22.6b	#Funds1
Adviser GREAT LAKES ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund52.4m	Total Private Fund GAV52.4m	AUM16.2b	#Funds3
Adviser BRANDES INVESTMENT PARTNERS, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund2.4b	Total Private Fund GAV2.4b	AUM40.6b	#Funds18
Adviser SPECTRUM ASSET MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund33.3m	Total Private Fund GAV33.3m	AUM18.3b	#Funds1
Adviser GABELLI FUNDS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund633.6m	Total Private Fund GAV633.6m	AUM24.6b	#Funds4
Adviser SPRUCEGROVE INVESTMENT MANAGEMENT LTD	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund1.0b	Total Private Fund GAV1.0b	AUM11.5b	#Funds4
Adviser GARCIA HAMILTON & ASSOCIATES LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund28.7m	Total Private Fund GAV28.7m	AUM24.9b	#Funds1

Brochure Summary

Overview

First Sentier Investors (UK) Funds Limited (FSI UK) was incorporated in 1988. FSI UK is part of First Sentier Investors (“FSI”), a global asset management business. FSI UK is 100% owned by Mitsubishi UFJ Trust and Banking Corporation (MUTB) and ultimately 100% owned by Mitsubishi UFJ Financial Group, Inc. (MUFG). The First Sentier Investors Group manages over $182 billion globally. FSI UK will only carry on the following regulated activities as specified in the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001:  Managing an Alternative Investment Fund (AIF)  Managing Undertaking for Collective Investments in Transferable Securities (UCITS) FSI UK acts as the investment manager to investment vehicles with U.S., and non-U.S., institutional investors (“Private Funds”). FSI UK does not anticipate registering such investment vehicles under the U.S. Investment Company Act of 1940 and their shares or interests, as applicable, will not be registered under the U.S. Securities Act of 1933. Accordingly, the

Private Funds will not be publicly offered in the United States. The Stewart Investors Delaware Statutory Trust (the “Fund”), is a US domiciled fund which is only sold to US investors, FSI UK is also the manager of funds domiciled in the United Kingdom (however, these funds are not sold in the US). This document and the figures contained within only refer to the Stewart Investors Delaware Statutory Trust. However, please note that the ADV part 1 application refers to the capabilities of FSI UK as a whole, and the supporting facts and figures reflect this. As at 31st December 2023, FSI UK had over $18.2 billion assets under management, of which $461 million relates to the Stewart Investors Delaware Statutory Trust. This includes assets where we have sub-delegated discretion to an affiliate and assets where an affiliated manager has delegated authority to FSI UK. Therefore, certain of the assets will also be included in the AuM reported by our affiliated managers. FSI UK does not participate in wrap fee programs.

FIRST SENTIER INVESTORS (UK) FUNDS LIMITED

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

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Brochure Summary

Overview