9AT: FOUNDERS CIRCLE CAPITAL, LLC

other names

FOUNDERS CIRCLE CAPITAL, LLC

Adviser Profile

As of Date	07/02/2025
ADV Location	CAMPBELL, CA, United States
Adviser Type - Large advisory firm
Number of Employees	16 7%
of those in investment advisory functions	8
Registration	SEC, Approved, 07/11/2014
Other registrations (2)	SEC, ERA - Withdrawn, 06/30/2014 California, ERA - Withdrawn, 06/30/2014

AUM^*	1,092,339,492 -3%
of that, discretionary	1,092,339,492 -3%
Private Fund GAV^*	1,092,295,812 4%
Avg Account Size	49,651,795 -7%
SMA’s	No
Private Funds	32 11
Contact Info	415 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypePrivate Equity Fund	Count6	GAV$208,798,097
Fund TypeVenture Capital Fund	Count26	GAV$883,497,715

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser HOF CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund791.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund1.5b	Other Fund-	Total Private Fund GAV3.8b	AUM2.5b	#Funds85
Adviser IMPACT ENGINE	Hedge Fund-	Liquidity Fund-	Private Equity Fund270.2m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund42.0m	Other Fund-	Total Private Fund GAV354.3m	AUM256.4m	#Funds8
Adviser LBO FRANCE	Hedge Fund-	Liquidity Fund-	Private Equity Fund544.9m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund682.6m	Other Fund-	Total Private Fund GAV1.9b	AUM-	#Funds53
Adviser CARBON DIRECT CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund440.1m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund919.6m	Other Fund-	Total Private Fund GAV2.3b	AUM800.0m	#Funds11
Adviser HIVEMIND CAPITAL PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund394.8m	Other Fund-	Total Private Fund GAV789.7m	AUM341.0m	#Funds14
Adviser PALISADES MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund111.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund55.0m	Other Fund-	Total Private Fund GAV221.3m	AUM166.3m	#Funds5
Adviser OCEANIQ CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund39.5m	Other Fund-	Total Private Fund GAV78.9m	AUM212.4m	#Funds4
Adviser FTI CAPITAL MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM25.0m	#Funds-
Adviser MODI VENTURE CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund32.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund16.4m	Other Fund-	Total Private Fund GAV65.5m	AUM-	#Funds8
Adviser INNOVIUS CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund89.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund252.8m	Other Fund-	Total Private Fund GAV594.6m	AUM365.5m	#Funds8

Brochure Summary

Overview

A. Describe your advisory firm, including how long you have been in business. Identify your principal owner(s). Founders Circle Capital, LLC ("FCC" or the "Firm") provides investment advice to private funds (collectively, "Clients" or "Funds"). The investors in such Clients are generally high net worth individuals and institutions. FCC has been in business since April 2012. The owners of the Firm are Michael Jung and Kenneth Loveless. B. Describe the types of advisory services you offer. If you hold yourself out as specializing in a particular type of advisory service, such as financial planning, quantitative analysis, or market timing, explain the nature of that service in greater detail. If you provide investment advice only with respect to limited types of investments, explain the type of investment advice you offer, and disclose that your advice is limited to those types of investments. FCC is a private investment management firm. The Firm's Clients invest in private companies in the technology sector by acquiring shares from selling shareholders, primarily founders and management, as well as earlier stage institutional investors in these companies. Occasionally, a Client may make investments directly in a private company. The Firm's Clients may also guarantee loans made to individuals who own stock in private companies that such Client would like to acquire. In exchange for such a guarantee,

the Client generally receives an option to acquire a portion of such individual's stock in the private company. C. Explain whether (and, if so, how) you tailor your advisory services to the individual needs of clients. Explain whether clients may impose restrictions on investing in certain securities or types of securities. The Firm tailors its advisory services to the specific needs of a particular Client consistent with the Client's governing documents. The Clients' governing documents typically include negotiated restrictions on investments, and may also provide for an advisory board composed of certain of the investors that may waive investment restrictions on behalf of the Client. D. If you participate in wrap fee programs by providing portfolio management services, (1) describe the differences, if any, between how you manage wrap fee accounts and how you manage other accounts, and (2) explain that you receive a portion of the wrap fee for your services. Not Applicable. E. If you manage client assets, disclose the amount of client assets you manage on a discretionary basis and the amount of client assets you manage on a non-discretionary basis. Disclose the date "as of" which you calculated the amounts. The amount of regulatory assets under management is $1,034,210,069 as of December 31, 2023. This amount is managed on a discretionary basis.

FOUNDERS CIRCLE CAPITAL, LLC

Adviser Profile

Details

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview