| As of Date | 12/04/2025 |
| Registration status | Terminated |
| ADV Location | SAN DIEGO, CA, United States |
| Contact Info | 858 xxxxxxx |
| Websites |
| AUM* | 327,282,755 -17% |
| of that, discretionary | 327,282,755 -17% |
| Number of Employees | 6 |
| of those in investment advisory functions | 3 |
| Private Fund GAV* | 0 |
| Avg Account Size | 65,456,551 -17% |
| % High Net Worth | 45.45% -9% |
| SMA’s | Yes |
| Private Funds | 0 |
- Investment companies
- Pooled investment vehicles
- State or municipal government entities
- Insurance companies
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser GARCIA HAMILTON & ASSOCIATES LP | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund28.7m | Total Private Fund GAV28.7m | AUM24.9b | #Funds1 | |
| Adviser DONOGHUE FORLINES LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM370.5m | #Funds- | |
| Adviser LINCOLN FINANCIAL INVESTMENTS CORPORATION | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund301.2m | Total Private Fund GAV301.2m | AUM102.1b | #Funds3 | |
| Adviser NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund1.6b | Real Estate Fund- | Securitized Asset Fund3.4b | Venture Capital Fund- | Other Fund- | Total Private Fund GAV5.1b | AUM323.1b | #Funds27 | |
| Adviser RAFFERTY ASSET MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM55.2b | #Funds- | |
| Adviser SARATOGA MANAGEMENT COMPANY LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund12.5m | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV12.5m | AUM1.9b | #Funds1 | |
| Adviser METROPOLITAN WEST ASSET MANAGEMENT LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM78.5b | #Funds- | |
| Adviser SARATOGA INVESTMENT ADVISORS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.9b | #Funds- | |
| Adviser MML INVESTMENT ADVISERS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM24.5b | #Funds- | |
| Adviser RAMIREZ ASSET MANAGEMENT, INC. | Hedge Fund365.9m | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV365.9m | AUM12.3b | #Funds5 |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker92206C102 | Stock NameVANGUARD SCOTTSDALE FDS | $ Position$13,585,817 | % Position14.00% | $ Change0.00% | # Change0.00% |
| Stck TickerG3730V105 | Stock NameFTAI AVIATION LTD | $ Position$7,147,949 | % Position8.00% | $ Change31.00% | # Change-9.00% |
| Stck Ticker03027X100 | Stock NameAMERICAN TOWER CORP NEW | $ Position$6,386,178 | % Position7.00% | $ Change-12.00% | # Change1.00% |
| Stck Ticker35953C106 | Stock NameFTAI INFRASTRUCTURE INC | $ Position$5,615,676 | % Position6.00% | $ Change-48.00% | # Change-27.00% |
| Stck Ticker74340W103 | Stock NamePROLOGIS INC. | $ Position$5,663,014 | % Position6.00% | $ Change22.00% | # Change12.00% |
| Stck Ticker12769G100 | Stock NameCAESARS ENTERTAINMENT INC NE | $ Position$4,597,196 | % Position5.00% | $ Change93.00% | # Change102.00% |
| Stck Ticker29444U700 | Stock NameEQUINIX INC | $ Position$5,066,780 | % Position5.00% | $ Change-17.00% | # Change-15.00% |
| Stck Ticker253868103 | Stock NameDIGITAL RLTY TR INC | $ Position$4,192,859 | % Position4.00% | $ Change-2.00% | # Change-1.00% |
| Stck Ticker828806109 | Stock NameSIMON PPTY GROUP INC NEW | $ Position$4,133,995 | % Position4.00% | $ Change14.00% | # Change-2.00% |
| Stck Ticker554382101 | Stock NameMACERICH CO | $ Position$3,172,023 | % Position3.00% | $ Change-9.00% | # Change-19.00% |