| As of Date | 05/05/2026 |
| Registration | SEC, Approved, 11/29/1996 |
| ADV Location | LOS ANGELES, CA, United States |
| Contact Info | 213 xxxxxxx |
| Websites |
| AUM* | 78,524,815,779 -5% |
| of that, discretionary | 78,524,613,182 -5% |
| Number of Employees | 377 2% |
| of those in investment advisory functions | 86 12% |
| Private Fund GAV* | 0 |
| Avg Account Size | 733,876,783 17% |
| % High Net Worth | 1.10% 20% |
| SMA’s | Yes |
| Private Funds | 0 |
- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Charitable organizations
- State or municipal government entities
- Insurance companies
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser SARATOGA INVESTMENT ADVISORS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.9b | #Funds- | |
| Adviser DONOGHUE FORLINES LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM370.5m | #Funds- | |
| Adviser EVENTIDE ASSET MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund99.0m | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV99.0m | AUM7.4b | #Funds3 | |
| Adviser AMERICAN ASSETS CAPITAL ADVISERS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM327.3m | #Funds- | |
| Adviser TEACHERS ADVISORS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund534.3m | Venture Capital Fund- | Other Fund- | Total Private Fund GAV534.3m | AUM436.3b | #Funds3 | |
| Adviser RAYMOND JAMES INVESTMENT MANAGEMENT | Hedge Fund362.4k | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV362.4k | AUM16.9b | #Funds5 | |
| Adviser SARATOGA MANAGEMENT COMPANY LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund12.5m | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV12.5m | AUM1.9b | #Funds1 | |
| Adviser GARCIA HAMILTON & ASSOCIATES LP | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund28.7m | Total Private Fund GAV28.7m | AUM24.9b | #Funds1 | |
| Adviser NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund1.6b | Real Estate Fund- | Securitized Asset Fund3.4b | Venture Capital Fund- | Other Fund- | Total Private Fund GAV5.1b | AUM323.1b | #Funds27 | |
| Adviser LINCOLN FINANCIAL INVESTMENTS CORPORATION | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund301.2m | Total Private Fund GAV301.2m | AUM102.1b | #Funds3 |