A.Firm Description Mohawk Capital Advisors, LLC, (“Mohawk Capital Advisors” or “the Firm”) is an investment management firm that is registered with the U.S. Securities and Exchange Commission (“SEC”) as an investment adviser. The Firm is organized as a New York limited liability company that was founded in 2014. Mohawk Capital Advisors’ current business activities consist primarily of the management of securities portfolios for individuals. The Firm will, on occasion, provide financial planning consulting services.
Principal Owners: Leonard Ellis is the sole owner with 100% ownership interest. B.Types of Advisory Services Mohawk Capital Advisors offers personalized investment advisory services based on the individual needs of our clients and the suitability of products and services. Subject to any written guidelines, which the client may provide, the Firm will be granted discretion and authority to manage the account.
Mohawk Capital Advisors requires that a written Investment Advisory Agreement (“IA Agreement”) be signed by the client prior to the provision of services. The IA Agreement outlines the services rendered by Mohawk Capital Advisors and the fees that the client will be charged. Clients shall open a discretionary asset management account with the broker, through which Mohawk Capital Advisors shall monitor the assets of the account, and purchase and/or sell securities within the account, according to the terms and conditions of the IA Agreement.
As a discretionary adviser, Mohawk Capital Advisors will have the authority to supervise and direct the client’s portfolio without prior consultation with the client. By granting Mohawk Capital Advisors full discretion and authority to manage the account, the client is authorizing the Firm to perform various functions, at the client’s expense, without further approval from the client. Such functions include the determination of securities to be purchased or sold and the amount of securities to be purchased or sold. Notwithstanding the foregoing, clients may impose certain written restrictions on Mohawk Capital Advisors with

the management of their investment portfolios, such as prohibiting the inclusion of certain types of investments. Each client should take note, however, that restrictions imposed by a client may adversely affect the composition and performance of the client’s investment portfolio. Once the portfolio is constructed, Mohawk Capital Advisors will provide continuous supervision and re-balancing of the portfolio as changes in market conditions and as client circumstances may require.
C.Tailored Relationships The investment advisory services offered by Mohawk Capital Advisors are based on the individual needs of our clients and the suitability of products and services. We make a thorough assessment of our client’s goals, objectives, investment horizon, and risk tolerance. If clients wish to impose certain restrictions on investing in certain securities or types of securities, the Firm will address those restrictions with the client to have a clear understanding of the client’s requirements. As the client’s financial situation, goals, objectives, or needs change, the client must notify Mohawk Capital Advisors promptly. D.Wrap Fee Programs Wrap Fee Programs are arrangements between broker-dealers, investment advisers, banks and other financial institutions and affiliated and unaffiliated investment advisers through which the clients of such firms receive discretionary investment advisory, execution, clearing and custodial services in a “bundled” form. In exchange for these “bundled” services, the clients pay an all-inclusive (or “wrap”) fee determined as a percentage of the assets held in the wrap account. Mohawk Capital Advisors does not participate in and is not a sponsor of any wrap fee program(s).
E.Assets under Management When calculating regulatory assets under management, an Investment Adviser must include the value of any client account over which it exercises continuous and regular supervisory or management services. As of December 31, 2023, Mohawk Capital Advisors managed approximately $41,020,596 in assets under management on a discretionary basis.