9AT: OMPHALOS PARTNERS, LLC

OMPHALOS PARTNERS, LLC

other names

OMPHALOS PARTNERS, LLC

Adviser Profile

Registration status

Terminated

As of Date	01/02/2026
ADV Location	MARYVILLE, TN, United States
Adviser Type - Mid-sized advisory firm
Number of Employees	2
of those in investment advisory functions	2

AUM^*	45,002,704 -12%
of that, discretionary	45,002,704 -12%
Private Fund GAV^*	0 -100%
Avg Account Size	45,002,704 -12%
SMA’s	No
Private Funds	0 1
Contact Info	865 xxxxxxx

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

400M 343M 286M 229M 171M 114M 57M

2015 2016 2017 2018 2019 2020 2021 2022 2023

Discretionary

Non-discretionary

Private Funds

GAV Count

Employees

Brochure Summary

Overview

Omphalos Partners, LLC is a Delaware limited liability company that has been in business since 2014. It serves as the general partner of an investment limited partnership (the “fund”). Omphalos’s managers and controlling owners are Brandt Walker and Bradford Denning. They also act as Portfolio Managers of Omphalos. As of December 31, 2023, Omphalos had total discretionary regulatory assets under management of approximately $50,333,000. Omphalos only manages assets on a discretionary basis. Omphalos invests (long and short) in securities consisting principally, but not solely, of government debt, cash, cash equivalents and stock index options, and traded publicly in U.S. markets. The strategy also may

invest in preferred stocks, convertible securities, warrants, rights, other derivative instruments, bonds and other fixed income securities, currencies, private securities and money market instruments, and non-U.S. securities. The strategy also engages in hedging and other investment strategies and may engage in margin trading, on behalf of its clients, but is authorized to enter into any type of investment transaction that it deems appropriate under the terms of the fund’s partnership agreement. The investors in the fund that Omphalos manages have no opportunity to select or evaluate any fund investments or strategies. Omphalos selects all fund investments and strategies. Omphalos does not participate in wrap fee programs.