Adviser Profile

AUM* 658,133,545 50%
of that, discretionary 451,322,401 50%
Number of Employees 12 20%
of those in investment advisory functions 4 33%
Private Fund GAV* 0
Avg Account Size 435,274 45%
% High Net Worth 14.86% -16%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

451M 387M 322M 258M 193M 129M 64M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

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Stck Ticker037833100 Stock NameAPPLE INC $ Position$16,011,445 % Position4.00% $ Change14.00% # Change0.00%
Stck Ticker22160K105 Stock NameCOSTCO WHOLESALE CORPORATION $ Position$14,931,293 % Position4.00% $ Change-6.00% # Change0.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$10,295,622 % Position3.00% $ Change21.00% # Change-3.00%
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Stck Ticker46138G649 Stock NameINVESCO EXCH TRADED FD TR II $ Position$5,478,468 % Position2.00% $ Change36.00% # Change7.00%

Brochure Summary