Van Leeuwen & Company, LLC (“VLC” or the “Firm”) is an investment adviser registered with the SEC since April 2015, and is a Limited Liability Company formed under the laws of the State of New Jersey. The Firm is wholly owned by Kenneth W. Van Leeuwen. Since September 1997, VLC and its representatives have been providing clients with financial planning, consulting, and investment management services. Prior to the rendering of any of the below advisory services, clients are required to enter into one or more written agreements with VLC setting forth the relevant terms and conditions of the advisory relationship (the “Agreement”). Prior to 2015, VLC’s investment adviser representatives provided clients with investment management services in their capacities as investment adviser representatives of LPL Financial LLC (“LPL Financial”). VLC is providing investment management services directly to its clients. As of December 31, 2023, the Firm had $308,556,260 of assets under management, all of which are managed on a discretionary basis. This Disclosure Brochure describes the business of VLC. Certain sections will also describe the activities of Supervised Persons. Supervised Persons are any of VLC’s officers, partners, directors (or other persons occupying a similar status or performing similar functions), or employees or any other person who provides investment advice on VLC’s behalf and is subject to the Firm’s supervision or control. Financial Planning and Consulting Services VLC offers clients a range of financial planning and consulting services, which includes any or all of the following functions:
• Business Planning
• Cash Flow Forecasting
• Asset Allocation
• Retirement Planning
• Estate Planning
• Financial Reporting
• Investment Consulting
• Insurance Needs Analysis
• Retirement Plan Analysis
• Charitable Giving
• Risk Management
• Distribution Planning While each of these services is available on a stand-alone basis, certain of them can also be rendered in conjunction with investment portfolio management. In performing these services, VLC is not required to verify any information received from the client or from the client’s other professionals (e.g., attorneys, accountants, etc.) and is expressly authorized to rely on such information. VLC recommends the services of itself, its Supervised Persons in

their individual capacities as insurance agents or registered representatives of a broker-dealer and/or other professionals, to implement its recommendations. Clients are advised that a conflict of interest exists if clients engage VLC to provide additional fee-based services. Clients retain absolute discretion over all decisions regarding implementation and are under no obligation to act upon any of the recommendations made by VLC under a financial planning or consulting engagement or to engage the services of any such recommended professionals, including VLC itself. Clients are advised that it remains their responsibility to promptly notify the Firm of any change in their financial situation or investment objectives for the purpose of reviewing, evaluating or revising VLC’s previous recommendations and/or services. Investment Management Services VLC manages client investment portfolios on a discretionary basis. VLC primarily allocates client assets among mutual funds, exchange-traded funds (“ETFs”), and individual debt and equity securities, in accordance with the investment objectives of its clients. Where appropriate, the Firm also provides advice about any type of legacy position or other investment held in client portfolios, but clients should not assume that these assets are being continuously monitored or otherwise advised on by the Firm unless specifically agreed upon. VLC may also allocate all or part of a client assets to a third- party investment manager or investment management program, to be managed in accordance with your investment needs and in your best interest. VLC tailors its advisory services to meet the needs of its clients and continuously seeks to ensure that client portfolios are managed in a manner consistent with their specific investment profiles. VLC consults with clients on an initial and ongoing basis to determine their specific risk tolerance, time horizon, liquidity constraints and other qualitative factors relevant to the management of their portfolios. Clients are advised to promptly notify VLC if there are changes in their financial situation or if they wish to place any limitations on the management of their portfolios. Clients may impose reasonable restrictions or mandates on the management of their accounts if VLC determines, in its sole discretion, the conditions would not materially impact the performance of a management strategy or prove overly burdensome to the Firm’s management efforts.