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Adviser Profile

AUM* 4,627,407,651 40%
of that, discretionary 4,439,882,434 34%
Number of Employees 52 11%
of those in investment advisory functions 29 16%
Private Fund GAV* 0
Avg Account Size 593,105 10%
% High Net Worth 40.25% 10%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

4B 4B 3B 3B 2B 1B 634M
2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name HPK Filing Date07/24/2025 Form ADV-E View Report
Accounting Firm Name HBK Filing Date09/11/2024 Form ADV-E View Report
Accounting Firm Name HBK CPAS AND CONSULTANTS Filing Date01/03/2024 Form ADV-E View Report

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Brochure Summary