9AT: OBERLAND CAPITAL MANAGEMENT LLC

other names

OBERLAND CAPITAL MANAGEMENT LLC

Adviser Profile

As of Date	07/09/2025
ADV Location	NEW YORK, NY, United States
Adviser Type - Large advisory firm
Number of Employees	24 9%
of those in investment advisory functions	16 7%
Registration	SEC, Approved, 04/06/2015
Other registrations (1)	SEC, ERA - Withdrawn, 03/30/2015

AUM^*	2,980,586,631 -11%
of that, discretionary	2,980,586,631 -11%
Private Fund GAV^*	2,980,586,631 -4%
Avg Account Size	156,872,981 -15%
SMA’s	No
Private Funds	23 15
Contact Info	212 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count3	GAV$34,247,146
Fund TypePrivate Equity Fund	Count20	GAV$2,946,339,485

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser VR ADVISER, LLC	Hedge Fund1.5b	Liquidity Fund-	Private Equity Fund1.0b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.5b	AUM3.3b	#Funds7
Adviser VECTOR CAPITAL MANAGEMENT, L.P.	Hedge Fund492.1m	Liquidity Fund-	Private Equity Fund3.7b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund300.0m	Total Private Fund GAV4.5b	AUM4.2b	#Funds14
Adviser TEKNE CAPITAL MANAGEMENT, LLC	Hedge Fund514.5m	Liquidity Fund-	Private Equity Fund600.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.1b	AUM1.2b	#Funds25
Adviser SOFTVEST ADVISORS	Hedge Fund705.8m	Liquidity Fund-	Private Equity Fund71.5m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV777.4m	AUM783.5m	#Funds6
Adviser SUN CAPITAL ADVISORS, L.P.	Hedge Fund17.0m	Liquidity Fund-	Private Equity Fund6.2b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV6.2b	AUM6.2b	#Funds16
Adviser CORSAIR CAPITAL LLC	Hedge Fund1.1b	Liquidity Fund-	Private Equity Fund4.9b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV6.0b	AUM8.2b	#Funds51
Adviser BURFORD CAPITAL INVESTMENT MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund3.8b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV3.8b	AUM3.4b	#Funds21
Adviser RRG CAPITAL MANAGEMENT LLC	Hedge Fund275.6m	Liquidity Fund-	Private Equity Fund1.6b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.9b	AUM2.6b	#Funds13
Adviser SAGEVIEW CAPITAL LP	Hedge Fund2.6m	Liquidity Fund-	Private Equity Fund1.5b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.5b	AUM2.1b	#Funds12
Adviser GRATUS CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.7b	#Funds-

Brochure Summary

Overview

This Brochure applies to Oberland or the Adviser, which in addition to Oberland Capital Management LLC, includes its relying adviser QuantBio Management LLC (the “Relying Adviser”). Oberland Capital Management LLC, a Delaware limited liability company, began operations in 2013. QuantBio Management LLC, a Delaware limited liability company began operations in 2022. Oberland’s business consists of providing advisory services on behalf of pooled investment vehicles (collectively the “Funds”) that focus on investments in the healthcare sector (“Portfolio Investments”). The Funds are exempt from registration under the Investment Company Act of 1940, as amended (the “1940 Act”), and the securities of the Funds are not registered under the Securities Act of 1933, as amended (the “Securities Act”). The Funds advised by Oberland Capital Management LLC primarily make investments in traditional and structured royalties in the healthcare products industry (such Funds, the “Oberland Capital Funds”). The Funds advised by the Relying Adviser primarily make investments in the listed equities of publicly-traded

pharmaceutical, biotechnology and other companies in the healthcare sector (such Funds, the “QuantBio Funds”). Oberland’s advisory services consist of investigating, identifying and evaluating investment opportunities, structuring, negotiating and making investments on behalf of the Funds, managing and monitoring the performance of such investments and disposing of such investments. Oberland provides investment supervisory services to each Fund in accordance with the limited partnership agreement (or analogous organizational document) of such Fund or separate investment and advisory, investment management or portfolio management agreements. Investment advice is provided directly to the Funds, subject to the discretion and control of the applicable general partner, and not individually to the investors in the Funds. Each of Oberland Capital Management LLC and QuantBio Management LLC is owned by Mr. Andrew Rubenstein and Mr. Jean-Pierre Naegeli. As of December 31, 2023, Oberland Capital Management LLC had approximately $3.1 billion in assets under management, all of which is discretionary.

OBERLAND CAPITAL MANAGEMENT LLC

Adviser Profile

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Brochure Summary

Overview